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Liberty Global Ltd. — Director's Dealing 2014
Jun 27, 2014
31176_dirs_2014-06-27_036073b3-be92-4756-9db8-c680023084f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2014-06-25
Reporting Person: Nair Balan (EVP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-25 | Class C Ordinary Shares | M | 17500 | $21.94 | Acquired | 288621 | Direct |
| 2014-06-25 | Class C Ordinary Shares | S | 17500 | $41.152 | Disposed | 271121 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-25 | Stock Option C (right to buy) | $21.94 | M | 17500 | Disposed | 2014-07-16 | Class C Ordinary Shares (17500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Ordinary Shares | 5821 | Indirect |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $41.15 to $41.165. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The option is immediately exercisable.
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