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Liberty Global Ltd. — Director's Dealing 2014
May 23, 2014
31176_dirs_2014-05-23_d52e23ae-67b2-4022-85c6-a85cb1550c0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2014-05-21
Reporting Person: GOULD PAUL A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-21 | Class A Ordinary Shares | M | 586 | $8.81 | Acquired | 200760 | Direct |
| 2014-05-21 | Class C Ordinary Shares | M | 1172 | $8.31 | Acquired | 920691 | Direct |
| 2014-05-21 | Class C Ordinary Shares | M | 586 | $8.73 | Acquired | 921277 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-21 | Stock Option A (right to buy) | $8.81 | M | 586 | Disposed | 2014-06-01 | Class A Ordinary Shares (586) | Direct |
| 2014-05-21 | Stock Option C (right to buy) | $8.31 | M | 1172 | Disposed | 2014-06-01 | Class C Ordinary Shares (1172) | Direct |
| 2014-05-21 | Stock Option C (right to buy) | $8.73 | M | 586 | Disposed | 2014-06-01 | Class C Ordinary Shares (586) | Direct |
Footnotes
F1: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
F2: On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 586 shares at an exercise price of $16.61 per share was adjusted to reflect the dividend.
F3: On March 3, 2014, the Issuer distributed shares of its Class C ordinary shares as a dividend at a rate of one Class C ordinary share for every share of Issuer's ordinary shares outstanding as of February 14, 2014. As a result, the number of Class C ordinary shares has been adjusted for the dividend.
F4: The option is immediately exercisable.