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Liberty Global Ltd. — Director's Dealing 2013
Jun 17, 2013
31176_dirs_2013-06-17_0fa2682b-7b81-4439-8524-c2ff28c7a801.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-06-07
Reporting Person: FRIES MICHAEL T (Director, President & CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 595851 | Direct |
| Class A Ordinary Shares | 1977 | Indirect |
| Class C Ordinary Shares | 605768 | Direct |
| Class C Ordinary Shares | 5543 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Share Units A | $ | Class A Ordinary Shares (1608) | Direct | ||
| Restricted Share Units C | $ | Class C Ordinary Shares (1608) | Direct | ||
| Stock Appreciation Rights A | $10.90 | 2013-10-01 | Class A Ordinary Shares (55492) | Direct | |
| Stock Appreciation Rights A | $12.54 | 2013-10-01 | Class A Ordinary Shares (12930) | Direct | |
| Stock Appreciation Rights A | $27.48 | 2017-05-01 | Class A Ordinary Shares (135920) | Direct | |
| Stock Appreciation Rights A | $46.50 | 2018-05-01 | Class A Ordinary Shares (91744) | Direct | |
| Stock Appreciation Rights A | $49.99 | 2019-05-01 | Class A Ordinary Shares (86864) | Direct | |
| Stock Appreciation Rights A | $74.08 | 2020-05-01 | Class A Ordinary Shares (81856) | Direct | |
| Stock Appreciation Rights C | $10.31 | 2013-10-01 | Class C Ordinary Shares (55492) | Direct | |
| Stock Appreciation Rights C | $11.87 | 2013-10-01 | Class C Ordinary Shares (12930) | Direct | |
| Stock Appreciation Rights C | $27.08 | 2017-05-01 | Class C Ordinary Shares (135920) | Direct | |
| Stock Appreciation Rights C | $44.39 | 2018-05-01 | Class C Ordinary Shares (91744) | Direct | |
| Stock Appreciation Rights C | $48.20 | 2019-05-01 | Class C Ordinary Shares (86864) | Direct | |
| Stock Appreciation Rights C | $68.82 | 2020-05-01 | Class C Ordinary Shares (81856) | Direct | |
| Stock Option A (right to buy) | $19.64 | 2014-11-24 | Class A Ordinary Shares (147617) | Direct | |
| Stock Option C (right to buy) | $18.60 | 2014-11-24 | Class C Ordinary Shares (147617) | Direct |
Footnotes
F1: Each Restricted Share Unit, which vests on September 30, 2013, represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The SARs are immediately exercisable.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2011, and the remaining shares in 14 equal quarterly installments commencing February 1, 2012.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2012, and the remaining shares in 14 equal quarterly installments commencing February 1, 2013.
F6: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014.
F7: The option is immediately exercisable.