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Liberty Global Ltd. — Director's Dealing 2013
Jul 1, 2013
31176_dirs_2013-07-01_cbfb2480-0164-47ac-b6d3-7d5ebf13ada2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-06-27
Reporting Person: BRACKEN CHARLES H R (EVP & Co-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-27 | Class A Ordinary Shares | M | 25860 | $19.64 | Acquired | 25860 | Direct |
| 2013-06-27 | Class A Ordinary Shares | F | 15802 | $73.81 | Disposed | 10058 | Direct |
| 2013-06-28 | Class A Ordinary Shares | S | 10058 | $73.792 | Disposed | 0 | Direct |
| 2013-06-27 | Class C Ordinary Shares | M | 25860 | $18.60 | Acquired | 25860 | Direct |
| 2013-06-27 | Class C Ordinary Shares | F | 15821 | $69.53 | Disposed | 10039 | Direct |
| 2013-06-28 | Class C Ordinary Shares | S | 10039 | $69.5865 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-27 | Stock Appreciation Rights A | $19.64 | M | 25860 | Disposed | 2014-11-24 | Class A Ordinary Shares (25860) | Direct |
| 2013-06-27 | Stock Appreciation Rights C | $18.60 | M | 25860 | Disposed | 2014-11-24 | Class C Ordinary Shares (25860) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $73.761 to $73.881. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $69.56 to $69.671. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The SARs are immediately exercisable.