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Liberty Global Ltd. — Director's Dealing 2013
Jun 17, 2013
31176_dirs_2013-06-17_395fde1e-6473-46b7-b49d-e6b0f1ea74fb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-06-07
Reporting Person: Green Richard R (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 3941 | Direct |
| Class C Ordinary Shares | 2878 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Stock Fund Units | $ | Class A Ordinary Shares (1749) | Direct | ||
| Series C Stock Fund Units | $ | Class C Ordinary Shares (1745) | Direct | ||
| Stock Option A (right to buy) | $12.78 | 2018-12-16 | Class A Ordinary Shares (10000) | Direct | |
| Stock Option A (right to buy) | $14.91 | 2019-06-17 | Class A Ordinary Shares (10000) | Direct | |
| Stock Option A (right to buy) | $26.76 | 2020-06-17 | Class A Ordinary Shares (2812) | Direct | |
| Stock Option A (right to buy) | $41.85 | 2021-06-21 | Class A Ordinary Shares (996) | Direct | |
| Stock Option A (right to buy) | $48.50 | 2022-06-19 | Class A Ordinary Shares (1895) | Direct | |
| Stock Option C (right to buy) | $12.09 | 2018-12-16 | Class C Ordinary Shares (10000) | Direct | |
| Stock Option C (right to buy) | $14.82 | 2019-06-17 | Class C Ordinary Shares (10000) | Direct | |
| Stock Option C (right to buy) | $26.79 | 2020-06-17 | Class C Ordinary Shares (2809) | Direct | |
| Stock Option C (right to buy) | $40.20 | 2021-06-21 | Class C Ordinary Shares (1036) | Direct | |
| Stock Option C (right to buy) | $46.90 | 2022-06-19 | Class C Ordinary Shares (1960) | Direct |
Footnotes
F1: Each stock fund unit represents the economic equivalent of one Class A or Class C ordinary share, as the case may be. The stock fund units confer no voting or other rights of stock ownership. The stock fund units will become payable, in Class A or Class C ordinary shares, as the case may be, in accordance with the Liberty Global, Inc. Nonemployee Director Deferred Compensation Plan.
F2: The stock fund units represent the deferral of the equity portion of the quarterly retainer paid to the Reporting Person for his services as a director of the Issuer's predecessor, Liberty Global, Inc.
F3: The option is immediately exercisable.
F4: The option vests in three annual installments commencing on June 19, 2012, with the remaining installment to vest on the date of the Issuer's 2014 annual meeting of shareholders.
F5: The option vests in three annual installments commencing on June 3, 2013, with the remaining two installments to vest on the date of each annual meeting of shareholders of the Issuer in 2014 and 2015, respectively.