AI assistant
Liberty Global Ltd. — Director's Dealing 2013
Jun 17, 2013
31176_dirs_2013-06-17_f09c97dd-74de-4c23-b7cc-d55ce8d757d6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-06-07
Reporting Person: DVORAK BERNARD G (EVP & Co-CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 66184 | Direct |
| Class A Ordinary Shares | 510 | Indirect |
| Class A Ordinary Shares | 1551 | Indirect |
| Class A Ordinary Shares | 25825 | Indirect |
| Class C Ordinary Shares | 84527 | Direct |
| Class C Ordinary Shares | 4808 | Indirect |
| Class C Ordinary Shares | 5894 | Indirect |
| Class C Ordinary Shares | 25101 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Share Units A | $ | Class A Ordinary Shares (703) | Direct | ||
| Restricted Share Units A | $ | Class A Ordinary Shares (201) | Indirect | ||
| Restricted Share Units C | $ | Class C Ordinary Shares (703) | Direct | ||
| Restricted Share Units C | $ | Class C Ordinary Shares (201) | Indirect | ||
| Stock Appreciation Rights A | $27.48 | 2017-05-01 | Class A Ordinary Shares (59472) | Direct | |
| Stock Appreciation Rights A | $46.50 | 2018-05-01 | Class A Ordinary Shares (40128) | Direct | |
| Stock Appreciation Rights A | $49.99 | 2019-05-01 | Class A Ordinary Shares (38000) | Direct | |
| Stock Appreciation Rights A | $74.08 | 2020-05-01 | Class A Ordinary Shares (35808) | Direct | |
| Stock Appreciation Rights A | $27.48 | 2017-05-01 | Class A Ordinary Shares (16992) | Indirect | |
| Stock Appreciation Rights A | $46.50 | 2018-05-01 | Class A Ordinary Shares (11472) | Indirect | |
| Stock Appreciation Rights A | $49.99 | 2019-05-01 | Class A Ordinary Shares (10864) | Indirect | |
| Stock Appreciation Rights A | $74.08 | 2020-05-01 | Class A Ordinary Shares (10224) | Indirect | |
| Stock Appreciation Rights C | $27.08 | 2017-05-01 | Class C Ordinary Shares (59472) | Direct | |
| Stock Appreciation Rights C | $44.39 | 2018-05-01 | Class C Ordinary Shares (40128) | Direct | |
| Stock Appreciation Rights C | $48.20 | 2019-05-01 | Class C Ordinary Shares (38000) | Direct | |
| Stock Appreciation Rights C | $68.82 | 2020-05-01 | Class C Ordinary Shares (35808) | Direct | |
| Stock Appreciation Rights C | $27.08 | 2017-05-01 | Class C Ordinary Shares (16992) | Indirect | |
| Stock Appreciation Rights C | $44.39 | 2018-05-01 | Class C Ordinary Shares (11472) | Indirect | |
| Stock Appreciation Rights C | $48.20 | 2019-05-01 | Class C Ordinary Shares (10864) | Indirect | |
| Stock Appreciation Rights C | $68.82 | 2020-05-01 | Class C Ordinary Shares (10224) | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2: Each Restricted Share Unit, which vests on September 30, 2013, represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2011, and the remaining shares in 14 equal quarterly installments commencing February 1, 2012.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2012, and the remaining shares in 14 equal quarterly installments commencing February 1, 2013.
F6: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014.