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Liberty Global Ltd. — Director's Dealing 2013
Jun 17, 2013
31176_dirs_2013-06-17_9e8439cf-01ff-4a9a-9f10-893a8f180269.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-06-07
Reporting Person: Nair Balan (EVP & CTO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 73279 | Direct |
| Class C Ordinary Shares | 87376 | Direct |
| Class C Ordinary Shares | 2684 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Share Units C | $ | Class C Ordinary Shares (703) | Direct | ||
| Stock Appreciation Rights A | $27.48 | 2017-05-01 | Class A Ordinary Shares (25488) | Direct | |
| Stock Appreciation Rights A | $46.50 | 2018-05-01 | Class A Ordinary Shares (40128) | Direct | |
| Stock Appreciation Rights A | $49.99 | 2019-05-01 | Class A Ordinary Shares (38000) | Direct | |
| Stock Appreciation Rights A | $74.08 | 2020-05-01 | Class A Ordinary Shares (35808) | Direct | |
| Stock Appreciation Rights C | $27.08 | 2017-05-01 | Class C Ordinary Shares (25488) | Direct | |
| Stock Appreciation Rights C | $44.39 | 2018-05-01 | Class C Ordinary Shares (40128) | Direct | |
| Stock Appreciation Rights C | $48.20 | 2019-05-01 | Class C Ordinary Shares (38000) | Direct | |
| Stock Appreciation Rights C | $68.82 | 2020-05-01 | Class C Ordinary Shares (35808) | Direct | |
| Stock Option A (right to buy) | $44.09 | 2014-07-16 | Class A Ordinary Shares (37500) | Direct | |
| Stock Option C (right to buy) | $42.37 | 2014-07-16 | Class C Ordinary Shares (37500) | Direct |
Footnotes
F1: Each Restricted Share Unit, which vests on September 30, 2013, represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2011, and the remaining shares in 14 equal quarterly installments commencing February 1, 2012.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2012, and the remaining shares in 14 equal quarterly installments commencing February 1, 2013.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014.
F6: The option is immediately exercisable.