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Liberty Global Ltd. — Director's Dealing 2013
Sep 4, 2013
31176_dirs_2013-09-04_46d2fff2-87b0-4147-83fd-a6f2227e426e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-08-30
Reporting Person: BRACKEN CHARLES H R (EVP & Co-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-30 | Class A Ordinary Shares | M | 23321 | $77.68 | Acquired | 23321 | Direct |
| 2013-08-30 | Class A Ordinary Shares | F | 15334 | $77.68 | Disposed | 7987 | Direct |
| 2013-08-30 | Class C Ordinary Shares | M | 23321 | $73.53 | Acquired | 23321 | Direct |
| 2013-08-30 | Class C Ordinary Shares | F | 15513 | $73.53 | Disposed | 7808 | Direct |
| 2013-09-03 | Class A Ordinary Shares | S | 7987 | $78.221 | Disposed | 0 | Direct |
| 2013-09-03 | Class C Ordinary Shares | S | 7808 | $74.3217 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Stock Appreciation Rights A | $27.48 | M | 23321 | Disposed | 2017-05-01 | Class A Ordinary Shares (23321) | Direct |
| 2013-08-30 | Stock Appreciation Rights C | $27.08 | M | 23321 | Disposed | 2017-05-01 | Class C Ordinary Shares (23321) | Direct |
Footnotes
F1: The price reflects a weighted average of sales made at prices ranging from $78.191 to $78.27. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The price reflects a weighted average of sales made at prices ranging from $74.291 to $74.375. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F3: The SARs are immediately exercisable.