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Liberty Global Ltd. — Director's Dealing 2013
Oct 2, 2013
31176_dirs_2013-10-02_ad13b399-9162-47d8-b6d3-5da6c0125112.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-09-30
Reporting Person: DVORAK BERNARD G (EVP & Co-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Class A Ordinary Shares | M | 703 | — | Acquired | 41887 | Direct |
| 2013-09-30 | Class A Ordinary Shares | F | 243 | $79.35 | Disposed | 41644 | Direct |
| 2013-09-30 | Class C Ordinary Shares | M | 703 | — | Acquired | 85230 | Direct |
| 2013-09-30 | Class C Ordinary Shares | F | 243 | $75.43 | Disposed | 84987 | Direct |
| 2013-09-30 | Class A Ordinary Shares | M | 201 | — | Acquired | 26026 | Indirect |
| 2013-09-30 | Class A Ordinary Shares | F | 70 | $79.35 | Disposed | 25956 | Indirect |
| 2013-09-30 | Class C Ordinary Shares | M | 201 | — | Acquired | 25302 | Indirect |
| 2013-09-30 | Class C Ordinary Shares | F | 70 | $75.43 | Disposed | 25232 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | Restricted Share Units A | $ | M | 703 | Disposed | Class A Ordinary Shares (703) | Direct | |
| 2013-09-30 | Restricted Share Units C | $ | M | 703 | Disposed | Class C Ordinary Shares (703) | Direct | |
| 2013-09-30 | Restricted Share Units A | $ | M | 201 | Disposed | Class A Ordinary Shares (201) | Indirect | |
| 2013-09-30 | Restricted Share Units C | $ | M | 201 | Disposed | Class C Ordinary Shares (201) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 510 | Indirect |
| Class C Ordinary Shares | 4963 | Indirect |
| Class A Ordinary Shares | 1551 | Indirect |
| Class C Ordinary Shares | 6014 | Indirect |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The Reporting Person received 80 shares contributed by Issuer under its 401(k) Plan as of September 30, 2013.
F3: The Reporting Person's spouse received 62 shares contributed by Issuer under its 401(k) Plan as of September 30, 2013.
F4: The Restricted Share Units are 100% vested.
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