AI assistant
Liberty Global Ltd. — Director's Dealing 2013
Jun 17, 2013
31176_dirs_2013-06-17_78843c7a-1bd9-4764-bdfd-56352831a486.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-06-07
Reporting Person: GOULD PAUL A (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 200174 | Direct |
| Class B Ordinary Shares | 51429 | Direct |
| Class C Ordinary Shares | 333958 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option A (right to buy) | $17.54 | 2014-06-01 | Class A Ordinary Shares (586) | Direct | |
| Stock Option A (right to buy) | $23.21 | 2015-06-15 | Class A Ordinary Shares (10000) | Direct | |
| Stock Option A (right to buy) | $22.19 | 2016-06-22 | Class A Ordinary Shares (10000) | Direct | |
| Stock Option A (right to buy) | $39.71 | 2017-06-19 | Class A Ordinary Shares (10000) | Direct | |
| Stock Option A (right to buy) | $33.00 | 2018-06-12 | Class A Ordinary Shares (5000) | Direct | |
| Stock Option A (right to buy) | $14.91 | 2019-06-17 | Class A Ordinary Shares (5000) | Direct | |
| Stock Option A (right to buy) | $26.76 | 2020-06-17 | Class A Ordinary Shares (1406) | Direct | |
| Stock Option A (right to buy) | $41.85 | 2021-06-21 | Class A Ordinary Shares (996) | Direct | |
| Stock Option A (right to buy) | $48.50 | 2022-06-19 | Class A Ordinary Shares (1895) | Direct | |
| Stock Option C (right to buy) | $16.61 | 2014-06-01 | Class C Ordinary Shares (586) | Direct | |
| Stock Option C (right to buy) | $21.98 | 2015-06-15 | Class C Ordinary Shares (10000) | Direct | |
| Stock Option C (right to buy) | $21.58 | 2016-06-22 | Class C Ordinary Shares (10000) | Direct | |
| Stock Option C (right to buy) | $37.51 | 2017-06-19 | Class C Ordinary Shares (10000) | Direct | |
| Stock Option C (right to buy) | $31.40 | 2018-06-12 | Class C Ordinary Shares (5000) | Direct | |
| Stock Option C (right to buy) | $14.82 | 2019-06-17 | Class C Ordinary Shares (5000) | Direct | |
| Stock Option C (right to buy) | $26.79 | 2020-06-17 | Class C Ordinary Shares (1405) | Direct | |
| Stock Option C (right to buy) | $40.20 | 2021-06-21 | Class C Ordinary Shares (1036) | Direct | |
| Stock Option C (right to buy) | $46.90 | 2022-06-19 | Class C Ordinary Shares (1960) | Direct | |
| Series A Stock Fund Units | $ | Class A Ordinary Shares (3449) | Direct | ||
| Series C Stock Fund Units | $ | Class C Ordinary Shares (3442) | Direct |
Footnotes
F1: Includes 2,000 shares that the Reporting Person elected to defer receipt of in accordance with the Liberty Global, Inc. Nonemployee Director Deferred Compensation Plan (the Plan).
F2: Includes 2,045 shares that the Reporting Person elected to defer receipt of in accordance with the Plan.
F3: The option is immediately exercisable.
F4: The option vests in three annual installments commencing on June 19, 2012, with the remaining installment to vest on the date of the Issuer's 2014 annual meeting of shareholders.
F5: The option vests in three annual installments commencing on June 3, 2013, with the remaining two installments to vest on the date of each annual meeting of shareholders of the Issuer in 2014 and 2015, respectively.
F6: Each stock fund unit represents the economic equivalent of one Class A or Class C ordinary share, as the case may be. The stock fund units confer no voting or other rights of stock ownership. The stock fund units will become payable, in Class A or Class C ordinary shares, as the case may be, in accordance with the terms of the Plan.
F7: The stock fund units represent the deferral of the equity portion of the quarterly retainer paid to the Reporting Person for his services as a director of the Issuer's predecessor, Liberty Global, Inc.