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Liberty Global Ltd. — Director's Dealing 2013
Jun 17, 2013
31176_dirs_2013-06-17_82a8e8e8-31c8-41d2-958b-295e9d6797bd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-06-07
Reporting Person: BRACKEN CHARLES H R (EVP & Co-CFO)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Share Units A | $ | Class A Ordinary Shares (13159) | Direct | ||
| Restricted Share Units C | $ | Class C Ordinary Shares (13159) | Direct | ||
| Stock Appreciation Rights A | $19.64 | 2014-11-24 | Class A Ordinary Shares (25860) | Direct | |
| Stock Appreciation Rights A | $27.48 | 2017-05-01 | Class A Ordinary Shares (59472) | Direct | |
| Stock Appreciation Rights A | $46.50 | 2018-05-01 | Class A Ordinary Shares (40128) | Direct | |
| Stock Appreciation Rights A | $49.99 | 2019-05-01 | Class A Ordinary Shares (38000) | Direct | |
| Stock Appreciation Rights A | $74.08 | 2020-05-01 | Class A Ordinary Shares (35808) | Direct | |
| Stock Appreciation Rights C | $18.60 | 2014-11-24 | Class C Ordinary Shares (25860) | Direct | |
| Stock Appreciation Rights C | $27.08 | 2017-05-01 | Class C Ordinary Shares (59472) | Direct | |
| Stock Appreciation Rights C | $44.39 | 2018-05-01 | Class C Ordinary Shares (40128) | Direct | |
| Stock Appreciation Rights C | $48.20 | 2019-05-01 | Class C Ordinary Shares (38000) | Direct | |
| Stock Appreciation Rights C | $68.82 | 2020-05-01 | Class C Ordinary Shares (35808) | Direct |
Footnotes
F1: Each Restricted Share Unit, which vests on September 30, 2013, represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The SARs are immediately exercisable.
F3: The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011.
F4: The SARs provide for vesting of 12.5% of the shares on November 1, 2011, and the remaining shares in 14 equal quarterly installments commencing February 1, 2012.
F5: The SARs provide for vesting of 12.5% of the shares on November 1, 2012, and the remaining shares in 14 equal quarterly installments commencing February 1, 2013.
F6: The SARS provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014.