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Liberty Global Ltd. — Director's Dealing 2013
Oct 2, 2013
31176_dirs_2013-10-02_ec4739b1-5526-43b2-95e7-181d536456c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liberty Global plc (LBTY)
CIK: 0001570585
Period of Report: 2013-09-30
Reporting Person: BRACKEN CHARLES H R (EVP & Co-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Class A Ordinary Shares | M | 13159 | — | Acquired | 13159 | Direct |
| 2013-09-30 | Class A Ordinary Shares | F | 6185 | $79.35 | Disposed | 6974 | Direct |
| 2013-09-30 | Class C Ordinary Shares | M | 13159 | — | Acquired | 13159 | Direct |
| 2013-09-30 | Class C Ordinary Shares | F | 6185 | $75.43 | Disposed | 6974 | Direct |
| 2013-10-01 | Class A Ordinary Shares | S | 6974 | $79.8787 | Disposed | 0 | Direct |
| 2013-10-01 | Class C Ordinary Shares | S | 6974 | $76.1457 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | Restricted Share Units A | $ | M | 13159 | Disposed | Class A Ordinary Shares (13159) | Direct | |
| 2013-09-30 | Restricted Share Units C | $ | M | 13159 | Disposed | Class C Ordinary Shares (13159) | Direct |
Footnotes
F1: Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2013.
F3: The price reflects a weighted average of sales made at prices ranging from $79.57 to $80.19. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4: The price reflects a weighted average of sales made at prices ranging from $75.69 to $76.37. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F5: The Restricted Share Units are 100% vested.