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LIBERTY FINANCIAL GROUP — Major Shareholding Notification 2021
Jun 8, 2021
65227_rns_2021-06-08_e6e7fab5-8d19-49bc-969a-5825369fa2c6.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| ToCompany Name/SchemeACN/ARSN1. Details of substantial holder (1)NameACN/ARSN (if applicable) | Liberty Financial Group Limited (ACN 125 611 574) (Company) and Liberty Fiduciary Ltd (ACN119 884 623) in its capacity as responsible entity of the Liberty Financial Group Trust (Trust)(ARSN 644 813 847) (the Company and the Trust collectively,Liberty Group) |
|---|---|
| ACN 125 611 574 (Company)ACN 119 884 623 (Liberty Fiduciary Ltd, being the responsible entity of the Trust)ARSN 644 813 847 (Trust) | |
| Hestia Vesta LLC (Hestia Vesta) | |
The holder became a substantial holder on 31 / 12 / 2020
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date of the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| Stapled securities in LibertyGroup, each comprising anordinary unit in the Trust andan ordinary share in theCompany (StapledSecurities) | 234,939,520 | 234,939,520 | 77.4% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevantinterest | Nature of relevant interest (7) | Class and number ofsecurities |
|---|---|---|
| Hestia Vesta | Relevant interest under section 608(3)(b) of the_Corporations_Act 2001(Cth) as a result of having control of Hestia HoldingsBV, which in turn has control of Vesta Funding BV (VestaFunding) by virtue of it being an indirect wholly ownedsubsidiary | 234,939,520 StapledSecurities |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and number ofsecurities |
|---|---|---|---|
| Vesta Funding, VestaFinancial BV, HestiaHoldings BV, Hestia Vesta,Sherman Ma and the entitieslisted in Part 2 of AnnexureA, Michael Moh and theentities listed in Part 3 ofAnnexure A, and Gregoryand Christine Parseghian | Vesta Funding | Vesta Funding | 234,939,520 StapledSecurities |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number ofsecurities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Hestia Vesta | 31 / 12 / 2020 | Nil | Nil | 234,939,520 StapledSecurities |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure A. | See Annexure A. |
Signature
| print namesign here | Sherman Macapacity Director |
| date09 / 06 / 21 | |
ANNEXURE A
This is Annexure A of 1 page referred to in Form 603, Notice of initial substantial holder dated 09 / 06 / 21.
Signature
print name Sherman Ma capacity Director sign here date 09 / 06 / 21
Part 1 – Hestia Vesta and its subsidiaries
| Name | Address |
|---|---|
| Hestia Vesta LLC | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Hestia Holdings BV | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Vesting Financial BV | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Vesta Funding BV | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
Part 2 – Sherman Ma and entities he controls
| Name | Address |
|---|---|
| Sherman Ma | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Ma Family Trust | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
Part 3 – Michael Moh and entities he controls
| Name | Address |
|---|---|
| Michael Moh | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Isocrates Limited | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Zayucel Limited | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Z-LF HoldCo LLC | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| MCapital Limited | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| M-LF HoldCo LLC | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |
| Part 4 – Gregory and Christine Parseghian | |
| Name | Address |
| Gregory and Christine Parseghian | C/- Level 16, 535 Bourke Street, Melbourne, Victoria, 3000 Australia |