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LH Group Limited — Share Issue/Capital Change 2018
May 15, 2018
50315_rns_2018-05-14_4507944c-a0a6-415e-920a-69e7e15de2a6.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公 開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。 This Application Form uses the same terms as defi ned in the prospectus of LH GROUP LIMITED (the “Company”) dated 15 May 2018 (the Staple “Prospectus”). 本申請表格使用叙福樓集團有限公司(「本公司」)於二零一八年五月十五日刊發的招股章程(「招股章程」)所界定的詞語。 your Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Public Offer Shares in payment here any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be offered or sold in the United States without registration or an 請將股款 exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購 買任何香港公開發售股份。若無根據美國《證券法》登記或豁免登記,香港公開發售股份不得在美國提呈發售或出售。 緊釘在此 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不論全部或 部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specifi ed in the paragraph headed “Documents delivered to the Registrar of Companies” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長文件」一段所述其他文件之副本已 遵照香港法例第32章《公司(清盤及雜項條文)條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香 港聯合交易所有限公司(「香港聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港 公司註冊處處長對此等文件的內容概不負責。 LH GROUP LIMITED (叙福樓集團有限公司) (Incorporated in Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock Code : 1978 股份代號 : 1978 Maximum Offer Price : HK$1.30 per Hong Kong Public Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% 最高發售價 : 每股香港公開發售股份1.30港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%香港聯交所 交易費 You should read this Application Form in conjunction with the Prospectus, which contains further information on , 一 。 the application procedures. 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: LH GROUP LIMITED 致: 叙福樓集團有限公司 China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 Celestial Capital Limited 時富融資有限公司 Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人 ╱ 吾 等 同意本申請表格及招股章程的條款 application procedures in this Application Form 及條件以及申請程序。見本申請表格「填交本申 and the Prospectus. Please refer to the “Effect of 請表格的效用」一節。 completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benef t of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告 : 任何人士只限作出 一 次為其利益而進行 。 的認購申請 請參 閱「填 交本申 請表格的效 用」 一 節 最 後 四 點 。
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公 開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期: ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 9,000,000 shares) 申請香港發售股份數目(不超過9,000,000股股 份) Cheque/banker’s cashier order number 支票╱銀行本票號碼 Name of bank on which cheque/Banker’s cashier order is drawn (see Total amount 總額 “ ” How to make your application section) 兌現支票╱銀行本票的 銀行名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letters) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation (in English) 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業 登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK letters) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有, 正楷 ) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱ 1) 香港商業登記號碼(請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address (in English) and telephone number (joint applicants should give the address and the telephone number of fi rst-named applicant only in BLOCK letters) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefi t THIS BOX MUST BE DULY COMPLETED if you do not complete this section. Please provide an account 必須填妥此欄 number or identifi cation code for each (joint) benefi cial owner. 由 代名人遞交:代名人若不填寫本節,是項認購申請將視作 Participant I.D. of the CCASS Investor Participant or designated 為 閣下利益提出。請填寫每名(聯名)實益擁有人的賬戶號 CCASS Participant 中央結算系統投資者戶口持有人或指定的 中央結算 系統參與者的參與者編號 碼或識別編碼。 For designated CCASS Participant or Corporate CCASS Investor ADDRESS LABEL 地址標貼 (Your name(s) and address in Participant, please also affi x the company chop bearing its company Hong Kong in BLOCK letters 請用英文 正楷 填寫 姓名 ╱ 名稱 及 name 指定的中央結算系統參與者或公司中央結算系統投資者 香港 地址 ) 戶口持有人,請加蓋顯示公司名稱的公司印鑑
For internal use 此欄供內部使用
(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發 行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中 央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
- (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號 碼(如屬個別人士)或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口 持有人以外的指定中央結算系統參與者提出申請:如屬個別人士,必須填寫 閣下的香 港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號 碼);如屬法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the fi rst-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verifi cation of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請 股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號 碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資 料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefi t. 倘若申請人是一家非上市公司,而: ‧ 該公司主要從事證券買賣業務;及 ‧ 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適 用)護照號碼,或(如屬法人團體)其香港商業登記號碼。
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$ No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$ No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$ No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$ 2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 2,626.20 5,252.40 7,878.60 10,504.80 13,131.00 15,757.20 18,383.40 21,009.60 23,635.80 26,262.00 39,393.00 52,524.00 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 65,655.01 78,786.01 91,917.01 105,048.01 118,179.01 131,310.01 262,620.02 393,930.03 525,240.04 656,550.05 787,860.06 919,170.07 800,000 900,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,500,000 5,000,000 5,500,000 1,050,480.08 1,181,790.09 1,313,100.10 1,969,650.15 2,626,200.20 3,282,750.25 3,939,300.30 4,595,850.35 5,252,400.40 5,908,950.45 6,565,500.50 7,222,050.55 6,000,000 6,500,000 7,000,000 7,500,000 8,000,000 8,500,000 9,000,000 (1) 7,878,600.60 8,535,150.65 9,191,700.70 9,848,250.75 10,504,800.80 11,161,350.85 11,817,900.90 (1) Maximum number of Hong Kong Public Offer Shares you may apply for. 2. You, as the applicant(s), must complete the form in English (in BLOCK letters) as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid. Sample樣版 |
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
- Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED — LH GROUP PUBLIC OFFER ”;
• be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certifi ed on the back by a
• show your account name, which must either be person authorised by the bank. The name on the pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond with back by a person authorised by the bank. This your name. If it is a joint application, the name account name must correspond with your name. on the back of the banker’s cashier order must If it is a joint application, the account name must be the same as the fi rst-named applicant’s name. be the same as the fi rst-named applicant’s name.
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following designated branches of: Bank of China (Hong Kong) Limited Branch name Address
Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road Kowloon Wong Tai Sin Branch Shop G13, Wong Tai Sin Plaza, Wong Tai Sin Hoi Yuen Road Branch 55 Hoi Yuen Road, Kwun Tong Shanghai Street (Mong Kok) Branch 611–617 Shanghai Street, Mong Kok
New Territories Fo Tan Branch No 2, 1/F Shatin Galleria, 18–24 Shan Mei Street, Fo Tan
Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan
- Your Application Form can be lodged at these times: Tuesday, 15 May 2018 — 9:00 a.m. to 5:00 p.m.
Wednesday, 16 May 2018 — 9:00 a.m. to 5:00 p.m. Thursday, 17 May 2018 — 9:00 a.m. to 5:00 p.m. Friday, 18 May 2018 — 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Friday, 18 May 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the subsection headed “How to apply for the Hong Kong Public Offer Shares and Employee Reserved Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公 開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系 統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股香港公開發售股 份,並為下表所列的其中一個數目,否則恕不受理。
| 可供申請認購股份數目及應繳款項 申請認購的 香港公開發售 股份數目 申請時 應繳款項 港元 申請認購的 香港公開發售 股份數目 申請時 應繳款項 港元 申請認購的 香港公開發售 股份數目 申請時 應繳款項 港元 申請認購的 香港公開發售 股份數目 申請時 應繳款項 港元 2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 2,626.20 5,252.40 7,878.60 10,504.80 13,131.00 15,757.20 18,383.40 21,009.60 23,635.80 26,262.00 39,393.00 52,524.00 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 65,655.01 78,786.01 91,917.01 105,048.01 118,179.01 131,310.01 262,620.02 393,930.03 525,240.04 656,550.05 787,860.06 919,170.07 800,000 900,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,500,000 5,000,000 5,500,000 1,050,480.08 1,181,790.09 1,313,100.10 1,969,650.15 2,626,200.20 3,282,750.25 3,939,300.30 4,595,850.35 5,252,400.40 5,908,950.45 6,565,500.50 7,222,050.55 6,000,000 6,500,000 7,000,000 7,500,000 8,000,000 8,500,000 9,000,000 (1) 7,878,600.60 8,535,150.65 9,191,700.70 9,848,250.75 10,504,800.80 11,161,350.85 11,817,900.90 (1) 閣下可申請認購的香港公開發售股份最 高數目。 2. 閣下作為申請人,必須按照下列指示以英文正楷填妥表格,並於申請表格第二頁簽署,只接 納親筆簽名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內 填寫參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有 閣下的姓名和香港身份證號碼: ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有 閣下的公司名稱和香港商業登記號碼; ‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事 項如有不確或遺漏,均可能導致申請無效。 Sample樣版 |
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公 開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系 統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
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閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或 一張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲 接納: 支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; ‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司 — 叙福樓集團公開發售 」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ ‧ 從 閣下在香港的港元銀行賬戶中開出;及 須由香港持牌銀行開出,並由有關銀行授 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人 姓名╱名稱。銀行本票所示姓名╱名稱必 士在支票背書。賬戶名稱必須與 閣下姓 須與 閣下姓名╱名稱相同。如屬聯名申 名╱名稱相同。如屬聯名申請,該賬戶名稱 請,銀行本票背面所示姓名╱名稱必須與 必須與排名首位申請人的姓名╱名稱相同。 排名首位申請人的姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一 家指定分行特設的收集箱: 中國銀行(香港)有限公司 分行 地址 香港島 中銀大廈分行 花園道1號3樓 九龍 黃大仙分行 黃大仙中心地下G13號 開源道分行 觀塘開源道55號 旺角上海街分行 旺角上海街611–617號 新界 火炭分行 火炭山尾街18–24號沙田商業中心1樓2號 荃新天地分行 荃灣楊屋道1號荃新天地地下65號舖 5. 閣下可於下列時間遞交申請表格: — 二零一八年五月十五日(星期二) 上午9時正至下午5時正9時正至下午5時正時正至下午5時正5時正時正 — 二零一八年五月十六日(星期三) 上午9時正至下午5時正9時正至下午5時正時正至下午5時正5時正時正 — 二零一八年五月十七日(星期四) 上午9時正至下午5時正9時正至下午5時正時正至下午5時正5時正時正 — 二零一八年五月十八日(星期五) 上午9時正至中午12時正9時正至中午12時正時正至中午12時正12時正時正 6. 截止遞交申請的時間為二零一八年五月十八日(星期五)中午12時正。本公司將於當日上午11 時45分至中午12時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳 — 見招股章程「如何申請香港公開發售股份及僱員預留股份 10.惡劣天氣對開始辦理申請登記 的影響」分節)。
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請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一 家指定分行特設的收集箱:
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閣下可於下列時間遞交申請表格: — 二零一八年五月十五日(星期二) 上午9時正至下午5時正9時正至下午5時正時正至下午5時正5時正時正 — 二零一八年五月十六日(星期三) 上午9時正至下午5時正9時正至下午5時正時正至下午5時正5時正時正 — 二零一八年五月十七日(星期四) 上午9時正至下午5時正9時正至下午5時正時正至下午5時正5時正時正 — 二零一八年五月十八日(星期五) 上午9時正至中午12時正9時正至中午12時正時正至中午12時正12時正時正
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. LH GROUP LIMITED
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(叙福樓集團有限公司)
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(Incorporated in Cayman Islands with limited liability) GLOBAL OFFERING
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Conditions of your application • confi rm that you have received and read the Prospectus and have only relied on the information and representations contained in the
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A. Who can apply Prospectus in making your application and will not rely on any 1. You and any person(s) for whose benefi t you are applying must be other information or representations except those in any supplement 18 years of age or older and must have a Hong Kong address. to the Prospectus;
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- If you are a fi rm, the application must be in the individual • confi rm that you are aware of the restrictions on the Global members’ names. Offering in the prospectus;
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- The number of joint applicants may not exceed 4. • agree that none of the Company, the Sole Sponsor, the Joint Global 4. If you are a body corporate, the application must be signed by a Coordinators, the Joint Bookrunners, the Joint Lead Managers, duly authorised offi cer, who must state his representative capacity, the Underwriters, their respective directors, offi cers, employees, and stamped with your corporation’s chop. partners, agents, advisers and any other parties involved in the
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- You must be outside the United States, not be a United States Global Offering is or will be liable for any information and Person (as defi ned in Regulation S under the U.S. Securities Act) representations not in the Prospectus (and any supplement to it); and not be a legal or natural person of the PRC. • undertake and confi rm that you or the person(s) for whose benefi t
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- Unless permitted by the Listing Rules, you cannot apply for any you have made the application have not applied for or taken up, Hong Kong Public Offer Shares if you are: or indicated an interest for, and will not apply for or take up, or • an existing benefi cial owner of Shares in the Company and/or indicate an interest for, any Offer Shares under the International any of its subsidiaries; Placing nor participated in the International Placing;
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• a Director or chief executive offi cer of the Company and/or • agree to disclose to the Company, the Sole Sponsor, the Joint any of its subsidiaries; Global Coordinators, the Joint Bookrunners, the Joint Lead
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• an associate (as defi ned in the Listing Rules) of any of the Managers, the Underwriters, the Hong Kong Share Registrar, the above; receiving bank, and/or their respective advisers and agents any
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• a connected person (as defi ned in the Listing Rules) of the personal data which they may require about you and the person(s) Company or will become a connected person of the Company for whose benefi t you have made the application; immediately upon completion of the Global Offering; or • (if the laws of any place outside Hong Kong apply to your
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• have been allocated or have applied for any International application) agree and warrant that you have complied with all such Placing Shares or otherwise participate in the International laws and none of the Company, the Sole Sponsor, the Joint Global Placing. Coordinators, the Joint Bookrunners, the Joint Lead Managers and the Underwriters nor any of their respective offi cers or advisers will
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B. If you are a nominee breach any law outside Hong Kong as a result of the acceptance You, as a nominee, may make more than one application for the Hong of your offer to purchase, or any action arising from your rights Kong Public Offer Shares by: (i) giving electronic application instructions and obligations under the terms and conditions contained in the to HKSCC via Central Clearing and Settlement System (“CCASS”) (if Prospectus and this Application Form; you are a CCASS Participant); or (ii) using a WHITE or YELLOW • agree that once your application has been accepted, you may not Application Form, and lodge more than one application in your own name rescind it because of an innocent misrepresentation; on behalf of different benefi cial owners. • agree that your application will be governed by the laws of Hong Kong;
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C. Effect of completing and submitting this Application Form • represent, warrant and undertake that (i) you understand that the By completing and submitting this Application Form, you (and if you are Hong Kong Public Offer Shares have not been and will not be joint applicants, each of you jointly and severally) for yourself or as an registered under the U.S. Securities Act; and (ii) you and any agent or a nominee on behalf of each person for whom you act: person for whose benefi t you are applying for the Hong Kong • undertake to execute all relevant documents and instruct and Public Offer Shares are outside the United States (as defi ned in authorise the Company and/or the Joint Global Coordinators (or Regulation S) or are a person described in paragraph (h)(3) of Rule their agents or nominees), as agents of the Company, to execute any 902 of Regulation S; documents for you and to do on your behalf all things necessary • warrant that the information you have provided is true and accurate; to register any Hong Kong Public Offer Shares allocated to you • agree to accept the Hong Kong Public Offer Shares applied for, or any in the name of HKSCC Nominees as required by the Articles of lesser number allocated to you under the application; Association; • authorise the Company to place the name of the HKSCC Nominees
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authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Public Offer Shares allocated to you, and the Company and/ or its agents to deposit any share certifi cate(s) into CCASS and to send any refund cheque(s) to you or the fi rst-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;
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agree to comply with the Cayman Islands Companies Laws, the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance, the Memorandum of Associations and the Articles of Association;
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confi rm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
• agree that the shares to be allotted shall be issued in the name of Kong Economic Journal (in Chinese), the website of the Hong Kong HKSCC Nominees and deposited directly into CCASS for credit to Stock Exchange at www.hkexnews.hk and the Company’s website at your CCASS Investor Participant stock account or the stock account www.lhgroup.com.hk . Results of allocations in the Hong Kong Public of your designated CCASS participant; Offering and the Hong Kong Identity Card/passport/Hong Kong business • agree that each of HKSCC and HKSCC Nominees reserves the registration numbers of successful applicants (where applicable) will be right (1) not to accept any or part of such allotted shares issued in available on the above websites. the name of HKSCC Nominees or not to accept such allotted shares The allocation of Offer Shares between the Hong Kong Public Offering for deposit into CCASS; (2) to cause such allotted shares to be and the International Placing is subject to adjustment as detailed in the withdrawn from CCASS and issued in your name at your own risk subsection headed “Structure and conditions of the Global Offering and costs; and (3) to cause such allotted shares to be issued in your — Hong Kong Public Offering — Reallocation” in the Prospectus. In name (or, if you are a joint applicant, to the fi rst-named applicant) particular, the Joint Global Coordinators may reallocate Offer Shares from and in such a case, to post the share certifi cate(s) for such allotted the International Placing to the Hong Kong Public Offering to satisfy shares at your own risk to the address on your application form by valid applications under the Hong Kong Public Offering. In accordance ordinary post or to make available the same for your collection; with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if • agree that each of HKSCC and HKSCC Nominees may adjust the such reallocation is done other than pursuant to Practice Note 18 of the number of allotted shares issued in the name of HKSCC Nominees; Listing Rules, the maximum total number of Offer Shares that may be • agree that neither HKSCC nor HKSCC Nominees shall have any reallocated to the Hong Kong Public Offering following such reallocation liability for the information and representations not so contained in shall be note more than double the initial allocation to the Hong Kong the Prospectus and this application form; Public Offering (i.e. 40,000,000 Shares). • agree that neither HKSCC nor HKSCC Nominees shall be liable to If your application for Hong Kong Public Offer Shares is successful you in any way; (in whole or in part) • declare and represent that this is the only application made and the If your application is wholly or partially successful, your Share certifi cate(s) only application intended by you to be made to benefi t you or the (subject to their becoming valid certifi cates of title provided that the Hong person for whose benefi t you are applying (other than an application Kong Public Offering has become unconditional and not having been (if any) made on a PINK Application Form by you in the capacity terminated at 8:00 a.m. on Wednesday, 30 May 2018) will be issued in the of an Eligible Employee); name of HKSCC Nominees and deposited directly into CCASS for credit to • understand that the Company, the Joint Global Coordinators will your CCASS Investor Participant stock account or the stock account of your rely on your declarations and representations in deciding whether designated CCASS Participant as instructed by you in your Application or not to make any allotment of any of the Hong Kong Public Offer Form on Tuesday, 29 May 2018 or, in the event of a contingency, on any Shares to you and that you may be prosecuted for making a false other date as shall be determined by HKSCC or HKSCC Nominees. declaration; • If you are applying through a designated CCASS Participant (other • (if the application is made for your own benefi t) warrant that no than a CCASS Investor Participant): For Hong Kong Public Offer other application has been or will be made for your benefi t on a Shares credited to the stock account of your designated CCASS WHITE or YELLOW Application Form or by giving electronic Participant (other than a CCASS Investor Participant), you can application instructions to HKSCC or to the White Form eIPO check the number of Hong Kong Public Offer Shares allotted to you Service Provider by you or by any one as your agent or by any with that CCASS Participant. other person; and • If you are applying as a CCASS Investor Participant: The Company • (if you are making the application as an agent for the benefi t of expects to publish the results of CCASS Investor Participants’ another person) warrant that (i) no other application has been or applications together with the results of the Hong Kong Public will be made by you as agent for or for the benefi t of that person or Offering on Tuesday, 29 May 2018 in The Standard (in English) by that person or by any other person as agent for that person on a and the Hong Kong Economic Journal (in Chinese), the website WHITE or YELLOW Application Form or by giving electronic of the Hong Kong Stock Exchange at www.hkexnews.hk and the application instructions to HKSCC; and (ii) you have due authority Company’s website at www.lhgroup.com.hk . You should check to sign the Application Form or give electronic application the announcement published by the Company and report any instructions on behalf of that other person as their agent. discrepancies to HKSCC before 5:00 p.m. on Tuesday, 29 May 2018 D. Power of attorney or such other date as shall be determined by HKSCC or HKSCC If your application is made through an authorised attorney, the Company Nominees. Immediately after the credit of the Hong Kong Public and the Joint Global Coordinators may accept or reject your application at Offer Shares to your stock account you can check your new account their discretion, and on any conditions they think fi t, including evidence balance via the CCASS Phone System and CCASS Internet System of the attorney’s authority. (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will Determination of Offer Price and Allocation of Hong Kong Public Offer Shares also make available to you an activity statement showing the number of Hong Kong Public Offer Shares credited to your stock account. The Offer Price is expected to be fi xed on or around Friday, 18 May 2018. No receipt will be issued for application money paid. The Company will Applicants are required to pay the maximum Offer Price of HK$1.30 not issue temporary documents of title. for each Hong Kong Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange Refund of your money trading fee. If the Offer Price is not agreed between the Company and If you do not receive any Hong Kong Public Offer Shares or if your the Joint Global Coordinators (for themselves and on behalf of the application is accepted only in part, the Company will refund to you your Underwriters) on or before 12:00 noon Monday, 21 May 2018, the Global application monies (including the related 1% brokerage, 0.0027% SFC Offering will not proceed and will lapse. transaction levy and 0.005% Hong Kong Stock Exchange trading fee) Applications for Hong Kong Public Offer Shares will not be processed without interest. If the Offer Price is less than the maximum Offer Price, and no allotment of any Hong Kong Public Offer Shares will be made the Company will refund to you the surplus application monies (including until the application lists close. the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% The Company expects to announce the fi xed offer price, the indication of Hong Kong Stock Exchange trading fee) without interest.
- agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS participant;
The Company expects to announce the fi xed offer price, the indication of the level of interest in the International Placing, the level of applications under the Hong Kong Public Offering and the basis of allocation of the Hong Kong Public Offer Shares and the Employee Reserved Shares on Tuesday, 29 May 2018 in The Standard (in English) and the Hong
The refund procedures are stated in the subsection headed “How to apply for the Hong Kong Public Offer Shares and Employee Reserved Shares — 14. Despatch/Collection of share certifi cates and refund monies” in the Prospectus.
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。 LH GROUP LIMITED
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(叙福樓集團有限公司)
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(於開曼群島註冊成立的有限公司) 全球發售
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申請條件 條款及條件以及申請程序,並同意受其約束; • 確認 閣下已接獲及細閱招股章程,提出申請時
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甲、可提出申請的人士 也僅依據招股章程載列的資料及陳述,而除招股 1. 閣下及 閣下為其利益提出申請的人士必須年滿 章程任何補充文件外,不會依賴任何其他資料或 18歲並有香港地址。 陳述;
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- 如 閣下為商號,申請須以個別成員名義提出。 • 確認 閣下知悉招股章程內有關全球發售的限 3. 聯名申請人不得超過四名。 制; 4. 如 閣下為法人團體,申請須經獲正式授權人員 • 同意本公司、獨家保薦人、聯席全球協調人、聯 簽署,並註明其所屬代表身份及蓋上公司印鑑。 席賬簿管理人、聯席牽頭經辦人、包銷商、彼等
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- 閣下必須身處美國境外,並非美國籍人士(定義 各自的董事、高級職員、僱員、合夥人、代理、 見美國《證券法》S規例),亦非中國法人或自然 顧問及參與全球發售的任何其他人士現時及日後 人。 均毋須對並非載於招股章程(及其任何補充文件)
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- 除《上市規則》批准外,下列人士概不得申請認購 的任何資料及陳述負責; 任何香港公開發售股份: • 承諾及確認 閣下或 閣下為其利益提出申請的 • 本公司及╱或其任何附屬公司股份的現有實 人士並無申請或接納或表示有意認購(亦不會申 益擁有人; 請或接納或表示有意認購)國際配售的任何發售
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• 本公司及╱或其任何附屬公司的董事或最高 股份,也沒有參與國際配售; 行政人員; • 同意在本公司、獨家保薦人、聯席全球協調人、
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• 上述任何人士的聯繫人(定義見上市規則); 聯席賬簿管理人、聯席牽頭經辦人、包銷商、香 • 本公司關連人士(定義見上市規則)或緊隨全 港證券登記處、收款銀行及╱或彼等各自的顧問 球發售完成後成為本公司關連人士的人士; 及代理提出要求時,向彼等披露其所要求提供有 或 關 閣下及 閣下為其利益提出申請的人士的個
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• 已獲分配或已申請任何國際配售股份或以其 人資料; 他方式參與國際配售的人士。 • (若香港境外任何地方的法例適用於 閣下的 申請,則)同意及保證 閣下已遵守所有有關法
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乙、如 閣下為代名人如 閣下為代名人 例,且本公司、獨家保薦人、聯席全球協調人、 閣下作為代名人可提交超過一份香港公開發售股份申 聯席賬簿管理人、聯席牽頭經辦人及包銷商和彼 請,方法是:(i)透過中央結算及交收系統(「中央結算(i)透過中央結算及交收系統(「中央結算透過中央結算及交收系統(「中央結算 等各自的高級職員或顧問概不會因接納 閣下的 系統」)向香港結算發出電子認購指示(如 閣下為中 購買要約,或 閣下在招股章程及本申請表格所 央結算系統參與者);或(ii)使用(ii)使用使用 白色 或 黃色 申請表格 載的條款及條件項下的權利及責任所引致的任何 以自身名義代表不同的實益擁有人提交超過一份申 行動,而違反香港境外的任何法例; • 同意 閣下的申請一經接納,即不得因無意的失
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請。 實陳述而撤銷;
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• 同意 閣下的申請受香港法例規管;
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丙、填交本申請表格的效用填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 • 聲明、保證及承諾(i) 閣下明白香港公開發售股 名申請人,即各人共同及個別)代表 閣下本身,或 份不曾亦不會根據美國《證券法》登記;及(ii) 閣 下及 閣下為其利益申請香港公開發售股份的人
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作為 閣下代其行事的每位人士的代理或代名人: • 承諾簽立所有相關文件,並指示及授權本公司 士均身處美國境外(定義見S規例),又或屬S規例 及╱或作為本公司代理的聯席全球協調人(或 第902條第(h)(3)段所述的人士; • 保證 閣下提供的資料真實及準確;
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彼等的代理或代名人),代表 閣下簽立任何文 • 同意接納所申請數目或根據申請分配予 閣下但
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件,並為按照組織章程細則的規定將 閣下獲分 數目較少的香港公開發售股份;
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配的任何香港公開發售股份以香港結算代理人的 • 授權本公司將香港結算代理人的名稱列入本公司
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名義登記代表 閣下作出一切所需事宜;
乙、如 閣下為代名人如 閣下為代名人 閣下作為代名人可提交超過一份香港公開發售股份申 請,方法是:(i)透過中央結算及交收系統(「中央結算(i)透過中央結算及交收系統(「中央結算透過中央結算及交收系統(「中央結算 系統」)向香港結算發出電子認購指示(如 閣下為中 央結算系統參與者);或(ii)使用(ii)使用使用 白色 或 黃色 申請表格 以自身名義代表不同的實益擁有人提交超過一份申 請。 •
丙、填交本申請表格的效用填交本申請表格的效用
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授權本公司將香港結算代理人的名稱列入本公司 股東名冊,作為 閣下獲分配的任何香港公開發 售股份的持有人,並授權本公司及╱或其代理將 任何股票存入中央結算系統及以普通郵遞方式按 申請所示地址向 閣下或聯名申請的首名申請人
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同意遵守開曼群島公司法、公司條例、公司(清 盤及雜項條文)條例、組織章程大綱及組織章程 細則;
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確認 閣下已細閱招股章程及本申請表格所載的
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
發送任何退款支票,郵誤風險由 閣下承擔,除 非 閣下合資格親身領取退款支票;
發送任何退款支票,郵誤風險由 閣下承擔,除 公佈協定發售價、國際配售踴躍程度、香港公開發售 非 閣下合資格親身領取退款支票; 認購水平及香港公開發售股份及僱員預留股份分配基 • 同意獲配發的股份是以香港結算代理人的名義發 準。香港公開發售的分配結果以及成功申請人的香港 行,並直接存入中央結算系統,以便記存於 閣 身份證╱護照╱香港商業登記號碼(如適用)亦同於上 下的中央結算系統投資者戶口持有人股份戶口 述網站公佈。 或 閣下的指定中央結算系統參與者股份戶口; 香港公開發售及國際配售之間的發售股份分配可按 • 同意香港結算及香港結算代理人各自保留權利(1) 照招股章程「全球發售的架構及條件 — 香港公開發售 — 不接納以香港結算代理人名義發行的該等獲配 重新分配」分節所詳述者予以調整。具體而言,聯 發的任何或部份股份,或不接納該等獲配發的股 席全球協調人可將發售股份自國際配售重新分配至 份存入中央結算系統;(2)促使該等獲配發的股份 香港公開發售,以滿足根據香港公開發售提出的有效 從中央結算系統提取,並以 閣下名義發行,有 申請。根據聯交所發佈的香港聯交所指引函件HKEX關風險及費用概由 閣下承擔;及(3)促使該等獲 GL91-18,倘該重新分配並非根據上市規則第18項應用 配發的股份以 閣下名義發行(或如屬聯名申請 指引而作出,則於該重新分配後可能重新分配至香港 人,則以排名首位申請人的名義發行),而在此 公開發售的發售股份總數最多不得超過香港公開發售 情況下,會以普通郵遞方式將該等獲配發股份的 所作之最初分配的兩倍(即40,000,000股)。 股票寄往 閣下在申請表格上所示地址(郵誤風 如 閣下成功申請認購香港公開發售股份(全部或部 險概由 閣下承擔)或提供該等股票予 閣下領 分) 取; 如 閣下的申請全部或部份獲接納, 閣下的股票 • 同意香港結算及香港結算代理人均可調整獲配發 (前提是於二零一八年五月三十日(星期三)上午8時正 以香港結算代理人名義發行的股份數目; 香港公開發售成為無條件而並無終止,股票方成為有 • 同意香港結算及香港結算代理人對招股章程及本 效的所有權證明)將以香港結算代理人名義發出,並 申請表格未有載列的資料及陳述概不負責; 按 閣下在申請表格的指示於二零一八年五月二十九 • 同意香港結算及香港結算代理人概不以任何方式 日(星期二)或在特別情況下由香港結算或香港結算代 對 閣下負責; 理人指定的任何其他日期直接存入中央結算系統,記 • 聲明及表示此乃 閣下為本身或 閣下為其利益 入 閣下的中央結算系統投資者戶口持有人股份戶口 提出申請的人士提出及擬提出的唯一申請( 閣 或 閣下指定的中央結算系統參與者股份戶口。 下以合資格僱員身份以粉紅色申請表格作出的申 • 如 閣下透過中央結算系統投資者戶口持有人以 請(如有)除外); 外的指定中央結算系統參與者提出申請:香港公 • 明白本公司、聯席全球協調人將依據 閣下的聲 開發售股份將存入 閣下指定的中央結算系統參 明及陳述而決定是否向 閣下分配任何香港公開 與者(非中央結算系統投資者戶口持有人)股份戶 發售股份, 閣下如作出虛假聲明,可能會被檢 口, 閣下可向該中央結算系統參與者查詢 閣 控; 下獲配發的香港公開發售股份數目。 • (如本申請是為 閣下本身利益提出)保證 閣下 • 如 閣下以中央結算系統投資者戶口持有人身 或作為 閣下代理的任何人士或任何其他人士不 份提出申請:本公司預期於二零一八年五月 曾亦不會為 閣下利益而以 白色 或 黃色 申請表格 二十九日(星期二)在虎報(英文)、信報(中文)、 或向香港結算或 白表eIPO 服務供應商發出電子認 香港聯交所網站( www.hkexnews.hk )及本公司網站 購指示而提出其他申請;及 ( www.lhgroup.com.hk )刊登中央結算系統投資 • (如 閣下作為代理為另一人士的利益提出申請) 者戶口持有人的申請結果及香港公開發售的結 保證(i) 閣下(作為代理或為該人士利益)或該人 果。 閣下應查閱本公司刊發的公告,如有任何 士或任何其他作為該人士代理的人士不曾亦不會 資料不符,請於二零一八年五月二十九日(星期 以 白色 或 黃色 申請表格或向香港結算發出電子認 二)或香港結算或香港結算代理人釐定的任何其 購指示而提出其他申請;及(ii) 閣下獲正式授權 他日期下午5時正前知會香港結算。在香港公開發 作為該人士的代理代為簽署申請表格或發出電子 售股份存入 閣下的股份戶口後, 閣下即可透 認購指示。 過「結算通」電話系統及中央結算系統互聯網系統 丁、授權書 (根據香結算當時生效的《投資者戶口操作簡介》 如 閣下透過授權人士提出申請,本公司及聯席全球 所載程序)查詢 閣下的新戶口結餘。香港結算 協調人可按其認為合適的條件(包括出示獲授權證明) 亦將向 閣下提供一份活動結單,列出存入 閣 酌情接納或拒絕 閣下的申請。 下股份戶口的香港公開發售股份數目。 本公司不會就申請時繳付的款項發出收據,亦不會發 釐定發售價及香港公開發售股份的分配 出臨時所有權文件。 預期發售價於二零一八年五月十八日(星期五)或前後 釐定。申請人須繳付每股香港公開發售股份1.30港元 退回款項 的最高發售價,另加1%經紀佣金、0.0027%證監會交 若 閣下未獲分配任何香港公開發售股份或申請僅部 易徵費及0.005%香港聯交所交易費。倘若本公司與聯 份獲接納,本公司將不計利息退回 閣下的申請股款 席全球協調人(為其本身及代表包銷商)並無於二零 (包括相關的1%經紀佣金、0.0027%證監會交易徵費及1%經紀佣金、0.0027%證監會交易徵費及經紀佣金、0.0027%證監會交易徵費及0.0027%證監會交易徵費及證監會交易徵費及 一八年五月二十一日(星期一)中午12時正或之前協定 0.005%香港聯交所交易費)。如發售價低於最高發售香港聯交所交易費)。如發售價低於最高發售 發售價,全球發售將不會進行,並將告失效。 價,本公司將不計利息退回多收申請股款(包括相關 截止登記認購申請前,概不處理香港公開發售股份的 的1%經紀佣金、0.0027%證監會交易徵費及0.005%香1%經紀佣金、0.0027%證監會交易徵費及0.005%香經紀佣金、0.0027%證監會交易徵費及0.005%香0.0027%證監會交易徵費及0.005%香證監會交易徵費及0.005%香0.005%香香 申請或配發任何香港公開發售股份。 港聯交所交易費)。
若 閣下未獲分配任何香港公開發售股份或申請僅部 份獲接納,本公司將不計利息退回 閣下的申請股款 (包括相關的1%經紀佣金、0.0027%證監會交易徵費及1%經紀佣金、0.0027%證監會交易徵費及經紀佣金、0.0027%證監會交易徵費及0.0027%證監會交易徵費及證監會交易徵費及 0.005%香港聯交所交易費)。如發售價低於最高發售香港聯交所交易費)。如發售價低於最高發售 價,本公司將不計利息退回多收申請股款(包括相關 的1%經紀佣金、0.0027%證監會交易徵費及0.005%香1%經紀佣金、0.0027%證監會交易徵費及0.005%香經紀佣金、0.0027%證監會交易徵費及0.005%香0.0027%證監會交易徵費及0.005%香證監會交易徵費及0.005%香0.005%香香 港聯交所交易費)。
本公司預期於二零一八年五月二十九日(星期二) 在虎報(英文)、信報(中文)、香港聯交所網站 ( www.hkexnews.hk )及本公司網站( www.lhgroup.com.hk )
有關退款程序載於招股章程「如何申請香港公開發售 — 股份及僱員預留股份 14. 發送╱領取股票及退款」 分節。
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
Personal Data 3. Transfer of personal data Personal data held by the Company and its Hong Kong Personal Information Collection Statement Share Registrar relating to the securities holders will be This Personal Information Collection Statement informs kept confi dential but the Company and its Hong Kong the applicant for, and holder of, Hong Kong Public Offer Share Registrar may, to the extent necessary for achieving Shares, of the policies and practices of the Company and any of the above purposes, disclose, obtain or transfer its Hong Kong Share Registrar in relation to personal data (whether within or outside Hong Kong) the personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of to, from or with any of the following: the Laws of Hong Kong) (the “Ordinance”). • the Company’s appointed agents such as fi nancial advisers, receiving bankers and overseas principal 1. Reasons for the collection of your personal data share registrar; It is necessary for applicants and registered holders of • where applicants for securities request a deposit into securities to supply correct personal data to the Company CCASS, HKSCC or HKSCC Nominees, who will or its agents and the Hong Kong Share Registrar when use the personal data for the purposes of operating applying for securities or transferring securities into or out CCASS; of their names or in procuring the services of the Hong • the Company or the Hong Kong Share Registrar in Kong Share Registrar. connection with their respective business operation; • any agents, contractors or third-party Failure to supply the requested data may result in your service providers who offer administrative, application for securities being rejected, or in delay or the telecommunications, computer, payment or other inability of the Company or its Hong Kong Share Registrar services to the Company or the Hong Kong Share to effect transfers or otherwise render their services. It may Registrar in connection with their respective business also prevent or delay registration or transfers of the Hong operation; Kong Public Offer Shares which you have successfully • the Hong Kong Stock Exchange, the SFC and any applied for and/or the dispatch of share certifi cate(s) and/or other statutory regulatory or governmental bodies or refund cheque(s) and/or e-Refund payment instruction(s) to otherwise as required by laws, rules or regulations; which you are entitled. and • any persons or institutions with which the securities It is important that securities holders inform the Company holders have or propose to have dealings, such as and the Hong Kong Share Registrar immediately of any their bankers, solicitors, accountants or stockbrokers inaccuracies in the personal data supplied. etc. 2. Purposes 4. Retention of personal data The personal data of the securities holders may be used, The Company and its Hong Kong Share Registrar will held, processed, and/or stored (by whatever means) for the keep the personal data of the applicants and holders of following purposes: securities for as long as necessary to fulfi l the purposes • processing your application and/or refund cheque for which the personal data were collected. Personal data and/or e-Refund payment instruction(s), where which is no longer required will be destroyed or dealt with applicable, verifi cation of compliance with the terms in accordance with the Ordinance. and application procedures set out in this Application Form and the Prospectus and announcing results of 5. Access to and correction of personal data allocation of the Hong Kong Public Offer Shares; Securities holders have the right to ascertain whether the • compliance with applicable laws and regulations in Company or the Hong Kong Share Registrar hold their Hong Kong and elsewhere; personal data, to obtain a copy of that data, and to correct • registering new issues or transfers into or out of any data that is inaccurate. The Company and the Hong the names of securities holders including, where Kong Share Registrar have the right to charge a reasonable applicable, HKSCC Nominees; fee for the processing of such requests. • maintaining or updating the register of securities holders of the Company; All requests for access to data or correction of data should • verifying securities holders’ identities; be addressed to us, at our registered address disclosed • establishing benefi t entitlements of securities holders in the section “Corporate information” in the Prospectus of the Company, such as dividends, rights issues, or as notifi ed from time to time, for the attention of the bonus issues, etc.; company secretary, or our Hong Kong Share Registrar for • distributing communications from the Company and the attention of the privacy compliance offi cer. its subsidiaries; • compiling statistical information and securities By signing an Application Form or by giving electronic holders profi les;
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公 開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系 統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
個人資料 3. 轉交個人資料 本公司及其香港證券登記處所持有關證券持有 個人資料收集聲明 人的個人資料將會保密,但本公司及其香港證 此項個人資料收集聲明是向香港公開發售股份 券登記處可以在為達到上述任何目的之必要情 的申請人和持有人說明有關本公司及其香港證 況下,向下列任何人士披露,獲取或轉交(無論 券登記處有關個人資料和香港法例第486章《個 在香港境內或境外)有關個人資料: • 人資料(私隱)條例》(「《條例》」)方面的政策和慣 本公司委任的代理人,例如財務顧問、收款 例。 銀行和海外股份登記總處; • (如證券申請人要求將證券存於中央結算系 1. 收集 閣下個人資料的原因 統)香港結算或香港結算代理人,彼等將會 證券申請人及登記持有人以本身名義申請證券 就中央結算系統的運作使用有關個人資料; 或轉讓或受讓證券時或尋求香港證券登記處的 • 本公司或香港證券登記處就其各自業務營 服務時,必須向本公司或其代理人及香港證券 運而使用有關個人資料; • 登記處提供準確個人資料。 向本公司或香港證券登記處提供與其各自 業務營運有關的行政、電訊、電腦、付款或 未能提供所要求的資料可能導致 閣下申請證 其他服務的任何代理人、承包商或第三方 券被拒或延遲,或本公司或其香港證券登記處 服務供應商; • 無法落實轉讓或提供服務。此舉也可能妨礙或 香港聯交所、證監會及任何其他法定監管 延遲登記或轉讓 閣下成功申請的香港公開發 機關或政府部門或遵照其他法例、規則或 售股份及╱或寄發 閣下應得的股票及╱或退 法規;及 • 款支票及╱或電子退款指示。 證券持有人與其進行或擬進行交易的任何 人士或機構,例如彼等的銀行、律師、會計 證券持有人所提供的個人資料如有任何錯誤, 師或股票經紀等。 須立即通知本公司及香港證券登記處。 4. 個人資料的保留 2. 目的 本公司及其香港證券登記處將按收集個人資料 證券持有人的個人資料可被採用及以任何方式 所需的用途保留證券申請人及持有人的個人資 持有,處理及╱或保存,以作下列用途: 料。毋須保留的個人資料將會根據《條例》銷毀 • 處理 閣下的申請及╱或退款支票及╱或 或處理。 電子退款指示(如適用)、核實是否符合本申 請表格及招股章程載列的條款和申請程序 5. 查閱和更正個人資料 以及公佈香港公開發售股份的分配結果; 證券持有人有權確定本公司或香港證券登記處 • 遵守香港及其他地區的適用法律及法規; 是否持有其個人資料,並有權索取有關該資料 • 以證券持有人(包括香港結算代理人(如適 的副本並更正任何不準確資料。本公司和香港 用))的名義登記新發行證券或轉讓或受讓 證券登記處有權就處理任何查閱資料的要求收 證券; 取合理費用。 • 存置或更新本公司證券持有人的名冊; • 核實證券持有人的身份; 所有查閱資料或更正資料的要求應按招股章程 • 確定本公司證券持有人的受益權利,例如 「公司資料」一節所披露或不時通知的本公司註 股息、供股和紅股等; 冊地址送交公司秘書,或向本公司的香港證券
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註 冊地址送交公司秘書,或向本公司的香港證券 登記處的個人資料私隱事務主任提出。
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分發本公司及其附屬公司的通訊;
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編製統計數據和證券持有人資料;
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披露有關資料以便就權益索償;及
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與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港證券登記處能履行對證 券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他目的。