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LH Group Limited — Capital/Financing Update 2018
May 15, 2018
50315_rns_2018-05-14_c5593a6e-1ee1-4abd-aab1-59aa4e8b00fe.pdf
Capital/Financing Update
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Please use this form if you are an Eligible Employee of LH GROUP LIMITED or any of its subsidiaries 如 閣下為叙福樓集團有限公司或其任何附屬公司之合資格僱員,請使用本表格
This Application Form uses the same terms as defined in the prospectus of LH GROUP LIMITED (the “Company”) Staple your dated 15 May 2018 (the “Prospectus”). 本申請表格使用叙福樓集團有限公司(「本公司」)於二零一八年五月 payment 十五日刊發的招股章程(「招股章程」)所界定的詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Offer Shares in any jurisdiction other than Hong Kong. The Offer Shares may not be offered or sold in the United 請將股款 States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章 緊釘在此 程概不構成在香港以外任何司法權區要約出售或游說購買任何發售股份。若無根據美國證券法登記或 豁免登記,則發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司 法權區內,概不得發送或派發或複製(不論以任何方式,亦不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies” in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請 表格及招股章程附錄五「送呈公司註冊處處長文件」一段所述的其他文件之副本已遵照香港法例第32章 《公司(清盤及雜項條文)條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限 公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨 事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 LH GROUP LIMITED (叙福樓集團有限公司) (Incorporated in Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock Code : 1978 股份代號 : 1978 Maximum Offer Price : HK$1.30 per Hong Kong Offer Share plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股香港發售股份 1.30 港元,另加 1%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所 交易費(須在申請時以港元繳足,多繳股款 可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further , information on the application procedures. 招股章程尚有關於申請程序的其他資料 本申請表格應 一 。 與招股章程 併閱讀 Application Form 申請表格 To: LH GROUP LIMITED 致: 叙福樓集團有限公司 China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 Celestial Capital Limited 時富融資有限公司 The Hong Kong Underwriters 香港包銷商 Applicant’s declaration 申請人聲明 I agree to the terms and conditions and 本人 同 意本 申請表格及招股章程的條款及條件 application procedures in this Application Form 以及申請程序。見本申請表格「填交本申請表格 and the Prospectus. Please refer to the “Effect of 的效用」一節。 completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last two bullets of “Effect of completing and submitting this Application Form” section.
警告 : 任何人士只限作出 一 次為其利益而進行 。 的認購申請 請參閱「填交本申請表格的效 用」 一 。 節 最 後 兩 點
Please use this form if you are an Eligible Employee of LH GROUP LIMITED or any of its subsidiaries 如 閣下為叙福樓集團有限公司或其任何附屬公司之合資格僱員,請使用本表格
Signed by the applicant: 由申請人簽署:
Signed by the applicant: Cheque/banker’s cashier order number 由申請人簽署: 支票╱銀行本票號碼 Date: 日期: ╱ ╱ D 日 M 月 Y 年 Number of Employee Reserved Shares applied for (not more than — “ 2,000,000 shares make your application please see section overleaf headed ”) 申請僱員預留股份數目(不超過How to 2,000,000股股份,請參閱背頁「申請手續」一節) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支 票╱銀行本票的銀行名稱(見「申請手續」一節) Total amount 總額 HK$ 港元 Name in English (in BLOCK letters) 英文姓名╱名稱( 正楷 ) Family name 姓氏名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name 姓氏名稱 Forename(s) 名字 Position in the Company or any of its subsidiaries in English Hong Kong Identity Card No./Passport No. (Please delete 於本公司或其任何附屬公司的職位(以英文填寫) as appropriate) 香港身份證號碼╱護照號碼(請刪除不適 用者) Hong Kong address in English (in BLOCK letters) and telephone no. 香港地址(以英文 正楷 填寫)及電話號碼 Telephone No. 電話號碼 Please see the sections overleaf headed “If your application for Employee Reserved Shares is successful (in whole or in part)” and “Refund of your application monies” for details of when, where and how to collect your share certificate (where applicable) and/or refund cheque (if any). 有關領取股票(如適用)及╱或退款支票(如有)的時間、地點及手續詳情,請參閱背頁「如 閣下成功申請認購僱員預留股份(全部或 部分)」及「退回申請股款」兩節。 * (1) To be completed by an individual applicant who is an Eligible Employee only. You must provide your Hong Kong Identity Card number or passport number. Your Hong Kong Identity Card number/passport number will be transferred to a third party for checking the Application Form’s validity. 只限為合資格僱員之個人申請人填寫。 閣下須填寫香港身份證號碼或護照號碼。香港身份證號碼╱護照號碼將轉交第三方 以核實申請表格是否有效。 (2) Part of the Hong Kong Identity Card number/passport number of you may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上會印有 閣下的香港身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港 身份證號碼╱護照號碼。 ADDRESS LABEL 地址標貼 (Please repeat your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 再次填寫 姓名╱名稱 及香港 地址 )
Name 姓名╱名稱 For Bank use 此欄供銀行使用
Address 地址
For Company use 此欄供公司使用
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Please use this form if you are an Eligible Employee of LH GROUP LIMITED or any of its subsidiaries
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Employee Reserved Shares and in one of the numbers set out in the table, or your application will be rejected.
LH GROUP LIMITED (Stock Code 1978) (HK$1.30 per Employee Reserved Shares) NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of No. of No. of No. of Employee Amount Employee Amount Employee Amount Employee Amount Reserved payable on Reserved payable on Reserved payable on Reserved payable on Shares application Shares application Shares application Shares application applied for (HK$) applied for (HK$) applied for (HK$) applied for (HK$) 2,000 2,626.20 18,000 23,635.80 90,000 118,179.01 800,000 1,050,480.08 4,000 5,252.40 20,000 26,262.00 100,000 131,310.01 900,000 1,181,790.09 6,000 7,878.60 30,000 39,393.00 200,000 262,620.02 1,000,000 1,313,100.10 8,000 10,504.80 40,000 52,524.00 300,000 393,930.03 1,500,000 1,969,650.15 10,000 13,131.00 50,000 65,655.01 400,000 525,240.04 2,000,000(1) 2,626,200.20 12,000 15,757.20 60,000 78,786.01 500,000 656,550.05 (1) Maximum number of Employee 14,000 18,383.40 70,000 91,917.01 600,000 787,860.06 Reserved Shares you may apply 16,000 21,009.60 80,000 105,048.01 700,000 919,170.07 for. 2. Complete the form in English (in BLOCK letters) and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Employee Reserved Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED — LH GROUP PUBLIC OFFER ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certified on the back by a • show your account name, which must either be person authorised by the bank. The name on the pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond with back by a person authorised by the bank. This your name. account name must correspond with your name.
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Please use this form if you are an Eligible Employee of LH GROUP LIMITED or any of its subsidiaries
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- Tear off the Application Form, fold it once and return your completed Application Form (with cheque or banker’s cashier order attached) to the principal place of business of the Company at Unit 03, L22, Tower 1, Enterprise Square Five, 38 Wang Chiu Road, Kowloon Bay, Hong Kong by 12:00 noon on Thursday, 17 May 2018.
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- Your Application Form can be lodged at these times: Tuesday, 15 May 2018 — 9:00 a.m. to 5:00 p.m.
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Wednesday, 16 May 2018 — 9:00 a.m. to 5:00 p.m. Thursday 17 May 2018 — 9:00 a.m. to 12:00 noon
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- The latest time for lodging your application is 12:00 noon on Thursday, 17 May 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on Friday, 18 May 2018, subject only to the weather conditions, as described in the subsection headed “How to apply for the Hong Kong Public Offer Shares and Employee Reserved Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下為叙福樓集團有限公司或其任何附屬公司之合資格僱員,請使用本表格
申請手續
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使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股僱員預留股份,並 為下表所列的其中一個數目,否則恕不受理。 叙福樓集團有限公司(股份代號:1978) (每股僱員預留股份$1.30港元) 可供申請認購股份數目及應繳款項 申請認購的僱 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 員預留 應繳款項 僱員預留 應繳款項 僱員預留 應繳款項 僱員預留 應繳款項 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 2,000 2,626.20 18,000 23,635.80 90,000 118,179.01 800,000 1,050,480.08 4,000 5,252.40 20,000 26,262.00 100,000 131,310.01 900,000 1,181,790.09 6,000 7,878.60 30,000 39,393.00 200,000 262,620.02 1,000,000 1,313,100.10 8,000 10,504.80 40,000 52,524.00 300,000 393,930.03 1,500,000 1,969,650.15 10,000 13,131.00 50,000 65,655.01 400,000 525,240.04 2,000,000(1) 2,626,200.20 12,000 15,757.20 60,000 78,786.01 500,000 656,550.05 (1) 閣下可申請認購的僱員預留股 14,000 18,383.40 70,000 91,917.01 600,000 787,860.06 份最高數目。 16,000 21,009.60 80,000 105,048.01 700,000 919,170.07 2. 以英文 正楷 填妥及簽署表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份僱員預留股份申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: 支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; ‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司 — 叙福樓集團公開發售 」; ‧ 劃線註 明「只准入抬頭人 賬 戶」; ‧ ‧ 從 閣下在香港的港元銀行賬戶中開出; 須由香港持牌銀行開出,並由有關銀行授 及 權的人士在銀行本票背面簽署核證 閣下 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必 姓名╱名稱。銀行本票所示姓名╱名稱須 須已預印在支票上,或由有關銀行授權的 與 閣下姓名╱名稱相同。 人士在支票背書。賬戶名稱必須與 閣下 姓名╱名稱相同。
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如 閣下為叙福樓集團有限公司或其任何附屬公司之合資格僱員,請使用本表格
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- 請撕下申請表格,對摺一次,然後將填妥之申請表格(連同支票或銀行本票)於二零一八年五 月十七日(星期四)中午12時正前遞交至本公司主要營業地點(地址為香港九龍灣宏照道38號企 業廣場五期1座22樓03室)。
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閣下可於下列時間遞交申請表格: — 二零一八年五月十五日(星期二) 上午9時正至下午5時正 — 二零一八年五月十六日(星期三) 上午9時正至下午5時正 — 二零一八年五月十七日(星期四) 上午9時正至中午12時正 6. 閣下遞交申請的最後時間為二零一八年五月十七日(星期四)中午12時正。本公司將於二零一八 年五月十八日(星期五)上午11時45分至中午12時正開始辦理申請登記,惟須視乎當日的天氣 — 情況而定(詳見招股章程「如何申請香港公開發售股份及僱員預留股份 10.惡劣天氣對辦理 申請登記的影響」分節)。
Please use this form if you are an Eligible Employee of LH GROUP LIMITED or any of its subsidiaries
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LH GROUP LIMITED (叙福樓集團有限公司) (Incorporated in Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application Employees applying for Employee Reserved Shares will be subject to an allocation basis that is based on the level of valid applications received. A. Who can apply The allocation basis will be determined by our Company’s Hong Kong 1. You must be 18 years of age or older and must have a Hong Kong Share Registrar based on the level of valid applications received under the address. Employee Preferential Offering and the number of Employee Reserved 2. You must be an Eligible Employee of the Group. Eligible Shares validly applied for within each application tier. The allocation basis Employee means any full-time employee (as defined under the will be consistent with the allocation basis commonly used in the case Employment Ordinance (Chapter 57 of the Laws of Hong Kong)) of of oversubscriptions in public offerings in Hong Kong, where a higher the Group who joined the Group on or before the Latest Practicable allocation percentage will be applied in respect of smaller applications Date and satisfies other criteria as set out in the definition of the of Employee Reserved Shares. The allocation will not be based on the Eligible Employee(s) in the Prospectus. seniority, the length of service or work performance of the Eligible 3. You must apply as an individual. Joint applications will not be Employees. No favour will be given to the Eligible Employees who apply accepted. for a large number of Employee Reserved Shares. 4. You must be outside the United States, not be a United States Person In case not all the 2,000,000 Employee Reserved Shares are subscribed (as defined in Regulation S) and not be a legal or natural person of for by the Eligible Employees, the undersubscribed Employee Reserved the PRC. Shares will be available as Hong Kong Public Offer Shares for 5. Unless permitted by the Listing Rules, you cannot apply for any subscription by the public under the Hong Kong Public Offering. Hong Kong Public Offer Shares if you are: • an existing beneficial owner of Shares in the Company and/or D. Supplemental information any of its subsidiaries; If any supplement to the Prospectus is issued, applicant(s) who have already • a Director or chief executive officer of the Company and/or any submitted an application may or may not (depending on the information of its subsidiaries; contained in the supplement) be notified that they can withdraw their • an associate (as defined in the Listing Rules) of any of the applications. If applicant(s) has/have not been so notified or if applicant(s) above; has/have been notified but has/have not withdrawn their applications in • a connected person (as defined in the Listing Rules) of the accordance with the procedure to be notified, all applications that have Company or will become a connected person of the Company been submitted remain valid and may be accepted. Subject to the above, an immediately upon completion of the Global Offering; or application once made is irrevocable and applicants shall be deemed to have • have been allocated or have applied for any International Placing applied on the basis of the Prospectus as supplemented. Shares or otherwise participate in the International Placing. E. Effect of completing and submitting this Application Form B. Lodge only one application for your benefit By completing and submitting this Application Form, you: Multiple applications or suspected multiple applications are liable to be • warrant that you are an Eligible Employee; rejected. All of your applications are liable to be rejected as multiple • undertake to execute all relevant documents and instruct and applications if you make more than one application for Employee authorise the Company and/or the Joint Global Coordinators (or Reserved Shares. their agents or nominees), as agents of the Company, to execute any Eligible Employees who have applied for Employee Reserved Shares documents for you and to do on your behalf all things necessary on a PINK Application Form may also make an application for Hong to register any Employee Reserved Shares allocated to you in your Kong Public Offer Shares under the Hong Kong Public Offering name as required by the Articles of Association; on a WHITE or YELLOW Application Form, or give electronic • agree to comply with the Cayman Companies Law, the Companies application instruction to HKSCC via CCASS or the designated White Ordinance, the Companies (Winding Up and Miscellaneous Form eIPO Service Provider through the White Form eIPO service Provisions) Ordinance, the memorandum of association of the ( www.eipo.com.hk ). Company and the Articles of Association; Eligible Employees will receive no preference as to entitlement or • confirm that you have read the terms and conditions and application allocation in respect of such further application for Hong Kong Public procedures set out in the Prospectus and in this Application Form Offer Shares. and agree to be bound by them;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confirm that you have received and read the Prospectus and have relied only on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations, except those in any supplement to the Prospectus;
C. Allocation of Employee Reserved Shares
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Of the 20,000,000 Hong Kong Public Offer Shares available under the Hong Kong Public Offering, up to a maximum of 2,000,000 Employee Reserved Shares will be available for subscription by Eligible Employees on a preferential basis using PINK Application Forms. Eligible
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confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
Please use this form if you are an Eligible Employee of LH GROUP LIMITED or any of its subsidiaries
• agree that none of the Company, the Sole Sponsor, the Joint Global brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange Coordinators, the Joint Bookrunners, the Joint Lead Managers, trading fee. If the Offer Price is not agreed between the Joint Global the Underwriters, their respective directors, officers, employees, Coordinators (for themselves and on behalf of the Underwriters) and the partners, agents, advisers and any other parties involved in the Company by 12:00 noon on Monday, 21 May 2018, the Global Offering Global Offering is or will be liable for any information and will not proceed and will lapse. Applications for Employee Reserved representations not in the Prospectus (and any supplement to it); Shares will not be processed and no allotment of any Employee • undertake and confirm that you or the person(s) for whose benefit Reserved Shares will be made until the application lists close. you have made the application have not applied for or taken up, The allocation of Offer Shares between the Hong Kong Public Offering or indicated an interest for, and will not apply for or take up, or and the International Placing is subject to adjustment as detailed in the indicate an interest for, any Offer Shares under the International subsection headed “Structure and conditions of the Global Offering Placing nor participated in the International Placing; — Hong Kong Public Offering — Reallocation” in the Prospectus. In • agree to disclose to the Company, the Hong Kong Share Registrar, particular, the Joint Global Coordinators may reallocate Offer Shares the receiving banks, the Joint Global Coordinators, the Underwriters from the International Placing to the Hong Kong Public Offering to and/or their respective advisers and agents any personal data which satisfy valid applications under the Hong Kong Public Offering. In they may require about you and the person(s) for whose benefit you accordance with Guidance Letter HKEX-GL91-18 issued by the Stock have made the application; Exchange, if such reallocation is done other than pursuant to Practice • if the laws of any place outside Hong Kong apply to your Note 18 of the Listing Rules, the maximum total number of Offer Shares application, agree and warrant that you have complied with all such that may be reallocated to the Hong Kong Public Offering following laws and none of the Company, the Sole Sponsor, the Joint Global such reallocation shall be note more than double the initial allocation to Coordinators, the Joint Bookrunners, the Joint Lead Managers, and the Hong Kong Public Offering (i.e. 40,000,000 Shares). the Underwriters nor any of their respective officers or advisers will Publication of results breach any law outside Hong Kong as a result of the acceptance The Company expects to announce the final Offer Price, the level of of your offer to purchase, or any action arising from your rights indication of interest in the International Placing, the level of applications and obligations under the terms and conditions contained in the under the Hong Kong Public Offering and the Employee Preferential Prospectus and this Application Form; Offering and the basis of allocation of the Hong Kong Public Offer Shares • agree that once your application has been accepted, you may not and Employee Reserved Shares on Tuesday, 29 May 2018 in The Standard rescind it because of an innocent misrepresentation; (in English) and the Hong Kong Economic Journal (in Chinese), on the • agree that your application will be governed by the laws of Hong Company’s website www.lhgroup.com.hk and the website of the Stock Kong; Exchange at www.hkexnews.hk . The results of allocations and the Hong • represent, warrant and undertake that (i) you understand that the Kong identity card/passport/Hong Kong business registration numbers Employee Reserved Shares have not been and will not be registered of successful applicants under the Hong Kong Public Offering and the under the U.S. Securities Act and (ii) you are outside the United Employee Preferential Offering will be available on the above websites. States (as defined in Regulation S) when completing this Application If your application for Employee Reserved Shares is successful (in Form or are a person described in paragraph (h) (3) of Rule 902 of whole or in part) Regulation S; If you apply for 1,000,000 or more Employee Reserved Shares, you may • warrant that the information you have provided is true and accurate; collect your refund cheque(s) and/or share certificate(s) in person from the • agree to accept the Employee Reserved Shares applied for, or any Hong Kong Share Registrar, Computershare Hong Kong Investor Services lesser number allocated to you under the application; Limited, at Shops 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s • authorise the Company to place your name(s) on the Company’s Road East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Tuesday, 29 May register of members as the holder(s) of any Employee Reserved 2018 or such other date as notified by the Company in the newspapers. Shares allocated to you, and the Company and/or its agents to If you are eligible for personal collection, you must not authorise any other send any share certificate(s) and/or any refund cheque(s) to you person to collect for you. You must produce, at the time of collection, by ordinary post at your own risk to the address stated on the evidence of identity acceptable to the Hong Kong Share Registrar. application, unless you are eligible to collect the share certificate(s) If you do not collect your refund cheque(s) and/or share certificate(s) and/or refund cheque(s) in person; personally within the time period specified for collection, they will be • declare and represent that this is the only application made and the despatched promptly to the address as specified on this Application Form by only application intended by you to be made to benefit you on a ordinary post at your own risk. PINK Application Form; and If you apply for less than 1,000,000 Employee Reserved Shares, your refund • understand that the Company, the Joint Global Coordinators and cheque(s) and/or share certificate(s) will be sent to the address on this the Hong Kong Underwriters will rely on your declarations and Application Form on or before Tuesday, 29 May 2018 by ordinary post and representations in deciding whether or not to make any allotment of at your own risk. any of the Employee Reserved Shares to you and that you may be Refund of your application monies prosecuted for making a false declaration. If you do not receive any Employee Reserved Shares or if your application F. Power of attorney is accepted only in part, the Company will refund to you your application If your application is made by a person under a power of attorney, the monies, or the appropriate portion thereof, together with the related 1% Company and the Joint Global Coordinators may accept or reject your brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange application at their discretion and on any conditions they think fit, including trading fee, without interest. If the Offer Price is less than the HK$1.30, the evidence of the attorney’s authority. Company will refund to you the surplus application monies together with Determination of Offer Price and allocation of Employee Reserved the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Shares Exchange trading fee, without interest.
The Offer Price is expected to be fixed on or around Friday, 18 May 2018. Applicants are required to pay the maximum Offer Price of HK$1.30 for each Employee Reserved Share together with 1%
The refund procedures are stated in the subsection headed “How to Apply for Hong Kong Public Offer Shares and Employee Reserved Shares — 14. Despatch/Collection of share certificates and refund monies” in the Prospectus.
如 閣下為叙福樓集團有限公司或其任何附屬公司之合資格僱員,請使用本表格 LH GROUP LIMITED (叙福樓集團有限公司) (於開曼群島註冊成立的有限公司) 全球發售 申請條件 司香港證券登記處按僱員優先發售所接獲的有效 申請水平以及每個申請組別中有效申請的僱員預 甲、可提出申請的人士 留股份數目釐定。分配基準將與在香港進行公開 1. 閣下必須年滿18歲且擁有香港地址。 發售獲超額認購的情況下所通用的分配基準一 2. 閣下必須為本集團的 合資格僱員 。 合資格僱 致(即申請的僱員預留股份數目較少可獲較高的 員 指於最後實際可行日期或之前加入本集團 分配比例)。分配將不會以合資格僱員的職位高 及符合招股章程中合資格僱員定義所載其他 低、服務年資或工作表現進行。申請大量僱員預 標準的本集團任何全職僱員(定義見香港法 留股份的合資格僱員將不會獲得優待。 例第57章僱傭條例)。 倘合資格僱員並無認購全部2,000,000股僱員預留 3. 閣下必須以個人身份申請。聯名申請將不獲 股份,則認購不足的僱員預留股份將根據香港公 受理。 開發售作為香港公開發售股份供公眾認購。 4. 閣下必須身處美國境外,並非美國籍人士(定 義見S規例),亦非中國法人或自然人。 丁、補充資料 5. 除《上市規則》批准外,下列人士概不得申請 如招股章程須刊發任何補充文件,則已提交申請 認購任何香港公開發售股份: 的申請人可能會或可能不會(視乎補充文件所載 • 本公司及╱或其任何附屬公司股份的現 的資料而定)獲通知彼等可以撤回申請。倘申請 有實益擁有人; 人未接獲此項通知,或申請人已接獲通知但並未 • 本公司及╱或其任何附屬公司之董事或 按照通知的程序撤回彼等的申請,則所有已提 最高行政人員; 交的申請仍然有效,並可能獲受理。除上述情況 • 上述任何人士的聯繫人(定義見上市規 外,申請一經提交即不可撤回,而申請人應被視 則); 為已按經補充招股章程的基準提出申請。 • 本公司關連人士(定義見上市規則)或緊 隨全球發售完成後成為本公司關連人士 戊、填交本申請表格的效用 的人士;或 一經填妥及遞交本申請表格,即表示 閣下: • 已獲分配或已申請國際配售股份或以其 • 保證 閣下為合資格僱員; 他方式參與國際配售的人士。 • 承諾簽立所有相關文件,並指示及授權本公 司及╱或作為本公司代理的聯席全球協調 乙、僅可為 閣下本身利益提交一項申請 人(或其代理人或代名人)簽立任何文件,並 重複申請或疑屬重複申請可予拒絕受理。如 閣 為按照組織章程細則的規定將 閣下獲分配 下提出超過一項僱員預留股份申請,則 閣下所 的任何僱員預留股份以 閣下名義登記代 有申請將被視為重複申請而可予拒絕受理。 表 閣下作出一切所需事宜; 合資格僱員如已以 粉紅色 申請表格申請僱員預 • 同意遵守開曼群島公司法、公司條例、公司 留股份,亦可以 白色 或 黃色 申請表格或透過中 (清盤及雜項條文)條例、本公司組織章程大 央結算系統向香港結算或透過 白表eIPO 服務 綱及組織章程細則; ( www.eipo.com.hk )向指定 白表eIPO 服務供應商發 • 確認 閣下已閱覽招股章程及本申請表格所 出 電子認購指示 申請香港公開發售項下的香港公 載的條款及條件以及申請程序,並同意受其 開發售股份。 約束; 合資格僱員進一步申請香港公開發售股份時,不 • 確認 閣下已收到及閱覽招股章程,並僅依 再獲優先配額或分配。 賴招股章程所載的資料及陳述提出 閣下的
- 確認 閣下已收到及閱覽招股章程,並僅依 賴招股章程所載的資料及陳述提出 閣下的 申請,而並無依賴招股章程任何補充文件以 外的任何其他資料或陳述;
丙、僱員預留股份的分配
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確認 閣下已知悉招股章程所載有關全球發 售的限制;
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在香港公開發售提呈發售的20,000,000股香港公 開發售股份中,可供合資格僱員以 粉紅色 申請表 格優先認購的最多為2,000,000股僱員預留股份。 申請僱員預留股份的合資格僱員須基於所接獲有 效申請水平按分配基準分配。分配基準會由本公
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同意本公司、獨家保薦人、聯席全球協調 人、聯席賬簿管理人、聯席牽頭經辦人、包 銷商、彼等各自的董事、高級職員、僱員、
如 閣下為叙福樓集團有限公司或其任何附屬公司之合資格僱員,請使用本表格
合夥人、代理、顧問及參與全球發售的任何 於二零一八年五月二十一日星期(一)中午12時正 其他各方均不會或將不會對招股章程(及其 之前就發售價達成協議,全球發售將不會進行並 任何補充文件)所載者之外的任何資料及陳 將告失效。截止登記認購申請前,概不處理僱員 述負責; 預留股份的申請或配發任何僱員預留股份。 • 承諾及確認 閣下或 閣下為其利益提出申 香港公開發售及國際配售之間的發售股份分配可 — 請的人士並無申請或接納或表示有意認購(亦 按照招股章程「全球發售的架構及條件 香港公 — 不會申請或接納或表示有意認購)國際配售 開發售 重新分配」分節所詳述者予以調整。具 的任何發售股份,亦無參與國際配售; 體而言,聯席全球協調人可將發售股份自國際配 • 同意向本公司、香港證券登記處、收款銀 售重新分配至香港公開發售,以滿足根據香港公 行、聯席全球協調人、包銷商及╱或彼等各 開發售提出的有效申請。根據聯交所發佈的香港 自的顧問及代理披露彼等所需有關 閣下 聯交所指引函件HKEX-GL91-18,倘該重新分配並HKEX-GL91-18,倘該重新分配並,倘該重新分配並 及 閣下為其利益提出申請的人士的任何個 非根據上市規則第18項應用指引而作出,則於該18項應用指引而作出,則於該項應用指引而作出,則於該 人資料; 重新分配後可能重新分配至香港公開發售的發售 • 若香港以外任何地區的法例適用於 閣下的 股份總數最多不得超過香港公開發售所作之最初 申請,則 閣下同意及保證 閣下已遵守所 分配的兩倍(即40,000,000股)。40,000,000股)。股)。 有有關法例,且本公司、獨家保薦人、聯席 全球協調人、聯席賬簿管理人、聯席牽頭經 公佈結果 辦人及包銷商以及彼等各自的高級職員或顧 本公司預期於二零一八年五月二十九日(星 問將不會因接納 閣下的購買要約或因 閣 期二)在虎報(以英文)、信報(以中文)、本 下於招股章程及本申請表格所載條款及條件 公司網站 www.lhgroup.com.hk 及 聯交所網站 項下的權利與義務所引申的任何行動而違反 www.hkexnews.hk 公 佈有關最終發售價、國際配 香港以外地區的任何法例; 售的認購踴躍程度、香港公開發售及僱員優先發 • 同意 閣下的申請一經獲接納,即不得因無 售申請水平及香港公開發售股份及僱員預留股份 意的失實陳述而撤銷; 的分配基準。香港公開發售及僱員優先發售的分 • 同意 閣下的申請將受香港法例規管; 配結果及獲接納申請人的香港身份證╱護照╱香 • 聲明、保證及承諾(i) 閣下明白僱員預留股(i) 閣下明白僱員預留股 閣下明白僱員預留股 港商業登記號碼亦將於上述網站公佈。
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承諾及確認 閣下或 閣下為其利益提出申 香港公開發售及國際配售之間的發售股份分配可 —
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請的人士並無申請或接納或表示有意認購(亦 按照招股章程「全球發售的架構及條件 香港公 —
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不會申請或接納或表示有意認購)國際配售 開發售 重新分配」分節所詳述者予以調整。具 的任何發售股份,亦無參與國際配售; 體而言,聯席全球協調人可將發售股份自國際配
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• 同意向本公司、香港證券登記處、收款銀 售重新分配至香港公開發售,以滿足根據香港公 行、聯席全球協調人、包銷商及╱或彼等各 開發售提出的有效申請。根據聯交所發佈的香港 自的顧問及代理披露彼等所需有關 閣下 聯交所指引函件HKEX-GL91-18,倘該重新分配並HKEX-GL91-18,倘該重新分配並,倘該重新分配並 及 閣下為其利益提出申請的人士的任何個 非根據上市規則第18項應用指引而作出,則於該18項應用指引而作出,則於該項應用指引而作出,則於該 人資料; 重新分配後可能重新分配至香港公開發售的發售
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• 若香港以外任何地區的法例適用於 閣下的 股份總數最多不得超過香港公開發售所作之最初 申請,則 閣下同意及保證 閣下已遵守所 分配的兩倍(即40,000,000股)。40,000,000股)。股)。 有有關法例,且本公司、獨家保薦人、聯席 全球協調人、聯席賬簿管理人、聯席牽頭經 公佈結果 辦人及包銷商以及彼等各自的高級職員或顧 本公司預期於二零一八年五月二十九日(星 問將不會因接納 閣下的購買要約或因 閣 期二)在虎報(以英文)、信報(以中文)、本 下於招股章程及本申請表格所載條款及條件 公司網站 www.lhgroup.com.hk 及 聯交所網站 項下的權利與義務所引申的任何行動而違反 www.hkexnews.hk 公 佈有關最終發售價、國際配 香港以外地區的任何法例; 售的認購踴躍程度、香港公開發售及僱員優先發
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• 同意 閣下的申請一經獲接納,即不得因無 售申請水平及香港公開發售股份及僱員預留股份 意的失實陳述而撤銷; 的分配基準。香港公開發售及僱員優先發售的分
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• 同意 閣下的申請將受香港法例規管; 配結果及獲接納申請人的香港身份證╱護照╱香 • 聲明、保證及承諾(i) 閣下明白僱員預留股(i) 閣下明白僱員預留股 閣下明白僱員預留股 港商業登記號碼亦將於上述網站公佈。 份並無亦不會根據美國證券法登記,而(ii)在 填寫本申請表格時, 閣下身處美國境外(定 如 閣下成功申請認購僱員預留股份(全部或部 義見S規例),或屬S規例第902條第(h)(3)段所 分) 述的人士; 倘 閣下申請認購1,000,000股或以上的僱員預留
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• 保證 閣下所提供的資料真實準確; 股份,可於二零一八年五月二十九日(星期二)或 • 同意接納所申請數目或根據申請分配予 閣 本公司在報章通知的其他日期上午9時正至下午1 下的較少數目的僱員預留股份; 時正,親臨香港證券登記處香港中央證券登記有
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• 授權本公司將 閣下的姓名╱名稱列入本公 限公司領取有關退款支票及╱或股票,地址為香 司股東名冊,作為 閣下獲分配任何僱員預 港皇后大道東183號合和中心17樓1712–1716室。 留股份的持有人,並授權本公司及╱或其代 如 閣下合資格親身領取, 閣下不得授權任何 理將任何股票及╱或任何退款支票以普通郵 其他人士代為領取。 閣下須於領取時出示香港 遞方式按申請所示地址寄予 閣下,郵誤風 證券登記處接納的身份證明文件。 險概由 閣下自行承擔,除非 閣下合資格 如未有在指定領取時間親身領取退款支票及╱ 親身領取股票及╱或退款支票; 或股票,有關支票及╱或股票將立刻以平郵方式
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• 聲明及表示此乃 閣下為自身的利益以 粉紅 寄往本申請表格所示地址,郵誤風險由 閣下承 色 申請表格提出及擬提出的唯一申請;及 擔。
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• 明白本公司、聯席全球協調人及香港包銷商 如 閣下申請認購1,000,000股以下的僱員預留股 在決定是否向 閣下分配任何僱員預留股份 份,退款支票及╱或股票將於二零一八年五月 時將依賴 閣下的聲明及陳述, 閣下如作 二十九日(星期二)或之前以平郵方式寄往本申請 出虛假聲明,或會遭檢控。 表格所示地址,郵誤風險由 閣下承擔。
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己、授權書 退回申請股款
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如 閣下的申請由獲有授權書的人士提出,本公 若 閣下未獲分配任何僱員預留股份或申請僅
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司及聯席全球協調人可按其認為合適的任何條件 部分獲接納,本公司將不計利息退還 閣下的申
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(包括出示授權證明)酌情接納或拒絕 閣下的申請。 請股款或其適當部分連同相關的1%經紀佣金、1%經紀佣金、經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費。證監會交易徵費及0.005%聯交所交易費。0.005%聯交所交易費。聯交所交易費。
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釐定發售價及僱員預留股份的分配
若 閣下未獲分配任何僱員預留股份或申請僅 部分獲接納,本公司將不計利息退還 閣下的申 請股款或其適當部分連同相關的1%經紀佣金、1%經紀佣金、經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費。證監會交易徵費及0.005%聯交所交易費。0.005%聯交所交易費。聯交所交易費。 如發售價低於1.30港元,本公司將不計利息退還 多收申請股款連同相關的1%經紀佣金、0.0027% 證監會交易徵費及0.005%聯交所交易費。 有關退款手續載於招股章程「如何申請香港公開 — 發售股份及僱員預留股份 14.發送╱領取股票 及退回股款」分節。
預期發售價將於二零一八年五月十八日星期(五) 或前後釐定。申請人須繳付最高發售價每股僱員 預留股份1.30港元,另加1%經紀佣金、0.0027%證 監會交易徵費及0.005%聯交所交易費。倘聯席全 球協調人(為其本身及代表包銷商)與本公司並無
Please use this form if you are an Eligible Employee of LH GROUP LIMITEDor any of its subsidiaries
- and/or regulators and/or any other purposes to which the securities holders may from time to time agree.
Personal Data
Personal Information Collection Statement
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This Personal Information Collection Statement informs time agree. the applicant for, and holder of, Hong Kong Public Offer 3. Transfer of personal data Shares, of the policies and practices of the Company and Personal data held by the Company and the Hong the Hong Kong Share Registrar in relation to personal data Kong Share Registrar relating to the securities holders and the Personal Data (Privacy) Ordinance (Chapter 486 of will be kept confidential but the Company and the Laws of Hong Kong) (the “Ordinance”). the Hong Kong Share Registrar may, to the extent 1. Reasons for the collection of your personal data necessary for achieving any of the above purposes, It is necessary for applicants and registered holders disclose or transfer (whether within or outside Hong to supply correct personal data to the Company or Kong) the personal data to any of the following: its agents and the Hong Kong Share Registrar when • the Company’s appointed agents such as applying for securities or transferring securities into financial advisers, receiving bank and overseas or out of their names or in procuring the services of principal share registrar; the Hong Kong Share Registrar. Failure to supply • where applicants for securities request a deposit the requested data may result in your application for into CCASS, HKSCC or HKSCC Nominees, securities being rejected, or in delay or the inability who will use the personal data for the purposes of the Company or the Hong Kong Share Registrar to of operating CCASS; effect transfers or otherwise render their services. It • any agents, contractors or third-party may also prevent or delay registration or transfers of service providers who offer administrative, the Hong Kong Public Offer Shares which you have telecommunications, computer, payment or successfully applied for and/or the dispatch of share other services to the Company or the Hong certificate(s) and/or refund cheque(s) to which you Kong Share Registrar in connection with their are entitled. respective business operation; It is important that securities holders inform the • the Stock Exchange, the SFC and any other Company and the Hong Kong Share Registrar statutory regulatory or governmental bodies immediately of any inaccuracies in the personal data or otherwise as required by laws, rules or supplied. regulations; and
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2. Purposes • any persons or institutions with which the The personal data of the securities holders may be securities holders have or propose to have held, processed and/or stored (by whatever means) for dealings, such as their bankers, solicitors, the following purposes: accountants or stockbrokers etc. • processing your application and refund cheque 4. Retention of personal data and e-Refund payment instruction(s), where The Company and the Hong Kong Share Registrar applicable, verification of compliance with the will keep the personal data of the applicants and terms and application procedures set out in holders of securities for as long as necessary to this Application Form and the Prospectus and fulfil the purposes for which the personal data were announcing results of allocation of the Hong collected. Personal data which is no longer required Kong Public Offer Shares; will be destroyed or dealt with in accordance with the
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• compliance with applicable laws and regulations Ordinance. 5. Access to and correction of personal data
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in Hong Kong and elsewhere;
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• registering new issues or transfers into or out of Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold
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the names of securities holders including, where their personal data, to obtain a copy of that data, and
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applicable, HKSCC Nominees; to correct any data that is inaccurate. The Company
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• maintaining or updating the register of securities and the Hong Kong Share Registrar have the right
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holders of the Company; to charge a reasonable fee for the processing of such
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• verifying securities holders’ identities; requests. • establishing benefit entitlements of securities All requests for access to data or correction of data holders of the Company, such as dividends, should be addressed to us, at our registered address rights issues and bonus issues; disclosed in the “Corporate information” section of
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• distributing communications from the Company the Prospectus or as notified from time to time, for and its subsidiaries; the attention of the company secretary, or our Hong
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• Kong Share Registrar for the attention of the privacy compiling statistical information and shareholder compliance officer.
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profiles;
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• disclosing relevant information to facilitate By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of
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claims on entitlements; and
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders
如 閣下為叙福樓集團有限公司或其任何附屬公司之合資格僱員,請使用本表格
- 的責任及╱或證券持有人不時同意的任 何其他用途。
個人資料
個人資料收集聲明
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轉交個人資料
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此項個人資料收集聲明是向香港公開發售股份 3. 轉交個人資料 的申請人及持有人說明本公司及香港證券登記 本公司及香港證券登記處會對所持有關證 處有關個人資料及香港法例第486章《個人資料 券持有人的個人資料保密,但本公司及香
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(私隱)條例》(「《條例》」)方面的政策及慣例。 港證券登記處可在作上述任何用途屬必要 1. 收集 閣下個人資料的原因 之情況下,向下列任何人士披露或轉交(不 申請人及登記持有人以本身名義申請證券 論在香港境內或境外)有關個人資料: 或轉讓或受讓證券時或尋求香港證券登記 • 本公司委任的代理,例如財務顧問、收 處的服務時,必須向本公司或其代理及香港 款銀行及海外股份登記總處; 證券登記處提供準確個人資料。未能提供 • (如證券申請人要求將證券存於中央結 所要求的資料可能會導致 閣下的證券申 算系統)香港結算或香港結算代理人, 請被拒或延遲,或本公司或香港證券登記 彼等將會就中央結算系統的運作使用有 處無法進行過戶或以其他方式提供服務。 關個人資料; 此舉亦可能妨礙或延遲登記或轉讓 閣下 • 向本公司或香港證券登記處提供與其各 已成功申請的香港公開發售股份及╱或寄 自業務運作有關的行政、電訊、電腦、 發 閣下應得的股票及╱或退款支票。 付款或其他服務的任何代理、承辦商或 證券持有人所提供的個人資料如有任何錯 第三方服務供應商; 誤,須立即通知本公司及香港證券登記處。 • 聯交所、證監會及任何其他法定監管機
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2. 用途 關或政府部門或法例、規則或法規另行 證券持有人的個人資料可作以下用途及以 規定者;及 任何方式持有、處理及╱或保存: • 證券持有人與之有業務往來或擬有業務 • 處理 閣下的申請及退款支票及電子退 往來的任何人士或機構,例如彼等的銀 款指示(如適用)、核實是否符合本申請 行、律師、會計師或股票經紀等。 表格及招股章程載列的條款與申請手續 4. 個人資料的保留 以及公佈香港公開發售股份的分配結 本公司及香港證券登記處將按收集個人資料 果; 所需的用途保留證券申請人及持有人的個
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• 遵守香港及其他地區的適用法例及法 人資料。無需保留的個人資料將會根據《條 規; 例》銷毀或處理。
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• 以證券持有人(包括香港結算代理人(如 5. 查閱和更正個人資料 適用))的名義登記新發行證券或轉讓或 證券持有人有權確定本公司或香港證券登 受讓證券; 記處是否持有其個人資料,並有權索取有
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• 存置或更新本公司的證券持有人名冊; 關資料的副本及更正任何不準確資料。本 • 核實證券持有人身份; 公司及香港證券登記處有權就處理任何該 • 確定本公司證券持有人的受益權利,例 等要求收取合理費用。 如股息、供股及紅股等; 所有查閱資料或更正資料的要求應按招股
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• 分發本公司及其附屬公司的通訊; 章程「公司資料」一節所披露或不時通知的 • 編製統計數據及股東資料; 本公司註冊地址送交公司秘書,或向本公 • 披露有關資料以便就權益提出申索;及 司的香港證券登記處的個人資料私隱事務 • 與上述者有關的任何其他附帶或相關用 主任提出。 途及╱或讓本公司及香港證券登記處能 閣下簽署申請表格或向香港結算發出電子認購 履行對證券持有人及╱或監管機構承擔 指示,即表示同意上述各項。
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