LGL GROUP INC — M&A Activity 2007

Mar 22, 2007

8-K 1 form8k03725_03212007.htm sec document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 21, 2006 -------------- THE LGL GROUP, INC. -------------------------------------------------------------------------------- (Exact Name of Registrant as specified in Charter) Indiana 1-106 38-1799862 -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 140 Greenwich Avenue, 4th Floor, Greenwich, CT 06830 -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (203) 622-1150 -------------- -------------------------------------------------------------------------------- (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (SEE General Instruction A.2. below): || Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) || Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) || Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) || Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 8.01. OTHER EVENTS. On March 21, 2007, The LGL Group, Inc. (the "Company") announced that it has been approached by an investment group interested in purchasing Lynch Systems, Inc. The Company also announced that it had retained Caymus Partners LLC, a middle-market investment bank, to investigate the offer and other value-enhancing opportunities. The text of a press release issued by the Company is furnished as EXHIBIT 99.1 and is incorporated herein by reference. ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits Exhibit No. Exhibits ----------- -------- 99.1 Press release of The LGL Group, Inc. dated March 21, 2007. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. March 22, 2007 THE LGL GROUP, INC. By: /s/ Jeremiah Healy -------------------------------------- Name: Jeremiah Healy Title: Chief Executive Officer