LGL GROUP INC — Director's Dealing 2023

Dec 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2023-12-08

Reporting Person: GABELLI MARC (Director, Co-Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-08	Common Stock	A	2874	—	Acquired	83454	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	764303	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants	$4.7500	2025-11-16	Common Stock (12593)	62968	Direct
Warrants	$4.7500	2025-11-16	Common Stock (152860)	764303	Indirect

Footnotes

F1: These shares vest 3 years from the date of grant, on 12/8/2026.

F2: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, isdeemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.