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LGL GROUP INC — Director's Dealing 2018
Aug 6, 2018
34734_dirs_2018-08-06_22f74153-510f-44be-b022-94cda97b5b55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2018-08-03
Reporting Person: GABELLI MARC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-22 | Common Stock | X | 209853 | $5.5 | Acquired | 721451 | Indirect |
| 2018-08-03 | Common Stock | O | 42852 | $7.5 | Acquired | 764303 | Indirect |
| 2018-08-03 | Common Stock | O | 2200 | $7.5 | Acquired | 57485 | Direct |
Footnotes
F1: These shares were received in an over subscription of the Issuer's rights offering.
F2: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.
F3: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4/A filing of Mario J. Gabelli, dated August 6, 2018.