AI assistant
LGL GROUP INC — Director's Dealing 2018
Aug 6, 2018
34734_dirs_2018-08-06_97d900d4-7e18-4ee1-a681-d34e7b287229.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2018-08-03
Reporting Person: GABELLI MARIO J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-03 | Common Stock | P | 18100 | $5.8512 | Acquired | 449077 | Indirect |
| 2018-08-03 | Common Stock | M | 27860 | $7.5 | Acquired | 476937 | Indirect |
| 2018-08-03 | Common Stock | M | 50661 | $7.5 | Acquired | 521471 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 169323 | Indirect |
Footnotes
F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
F2: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest.