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LGL GROUP INC Director's Dealing 2018

Dec 27, 2018

34734_dirs_2018-12-27_e7dec563-cff6-4f9d-86d8-1eb5cae8cf9c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2018-12-24

Reporting Person: GABELLI MARIO J (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-24 Common Stock S 42000 $5.95 Disposed 479471 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 476937 Indirect

Footnotes

F1: Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer.

F2: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.