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LGL GROUP INC — Director's Dealing 2017
Nov 28, 2017
34734_dirs_2017-11-28_3bda329b-4588-4d7e-91a0-6ec01d046db8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2017-11-15
Reporting Person: GABELLI MARC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock | X | 26239 | $5.5 | Acquired | 53480 | Direct |
| 2017-11-15 | Common Stock | X | 160695 | $5.5 | Acquired | 511598 | Indirect |
Footnotes
F1: This filing does not include the holdings by GGCP, Inc. of 430,977 shares of LGL Group, Inc., which have been included in the Form 4/A filing of Mario J. Gabelli, dated November 28, 2017.
F2: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.
F3: This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering.