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LGL GROUP INC Director's Dealing 2017

Nov 28, 2017

34734_dirs_2017-11-28_7afbf4c2-1132-4f32-aa8f-c89de439145b.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2017-11-15

Reporting Person: GABELLI MARIO J (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-15 Common Stock X 226651 $5.5 Acquired 470810 Direct
2017-11-15 Common Stock X 309077 $5.5 Acquired 430977 Indirect
2017-11-15 Common Stock X 72567 $5.5 Acquired 169323 Indirect

Footnotes

F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

F2: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest.

F3: This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering.