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LGL GROUP INC — Director's Dealing 2017
Nov 28, 2017
34734_dirs_2017-11-28_7afbf4c2-1132-4f32-aa8f-c89de439145b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2017-11-15
Reporting Person: GABELLI MARIO J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock | X | 226651 | $5.5 | Acquired | 470810 | Direct |
| 2017-11-15 | Common Stock | X | 309077 | $5.5 | Acquired | 430977 | Indirect |
| 2017-11-15 | Common Stock | X | 72567 | $5.5 | Acquired | 169323 | Indirect |
Footnotes
F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
F2: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest.
F3: This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering.