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LGL GROUP INC — Director's Dealing 2013
May 20, 2013
34734_dirs_2013-05-20_0299db65-d35a-4b68-8740-9cc96db1cf4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2013-05-16
Reporting Person: GABELLI MARIO J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-16 | Common Stock | P | 2500 | $5.0324 | Acquired | 99800 | Indirect |
| 2013-05-17 | Common Stock | P | 18100 | $5.1076 | Acquired | 117900 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 244261 | Direct |
| Common Stock | 96756 | Indirect |
Footnotes
F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
F2: Includes 8,767 shares held in a 401(k) account.
F3: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-V in excess of his pecuniary interest.