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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2021
Sep 27, 2021
32814_dirs_2021-09-27_f0451e10-8b34-4128-8399-40a1363f00fe.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2021-09-25
Reporting Person: Alexander Kristen (VP, Finance and Accounting)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.40 | 2027-06-12 | Common Stock (9184) | Direct | |
| Stock Option (Right to Buy) | $9.79 | 2028-02-08 | Common Stock (4000) | Direct | |
| Stock Option (Right to Buy) | $5.16 | 2029-02-07 | Common Stock (4800) | Direct | |
| Restricted Stock Units | $ | Common Stock (3200) | Direct | ||
| Stock Option (Right to Buy) | $3.31 | 2030-02-06 | Common Stock (5800) | Direct | |
| Restricted Stock Units | $ | Common Stock (10800) | Direct | ||
| Stock Option (Right to Buy) | $8.38 | 2031-02-11 | Common Stock (4000) | Direct | |
| Restricted Stock Units | $ | Common Stock (8100) | Direct |
Footnotes
F1: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (6/12/2018) and vests 1/48th per month for each month of service thereafter.
F2: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2019) and vests 1/48th per month for each month of service thereafter.
F3: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2020) and vests 1/48th per month for each month of service thereafter
F4: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.
F5: Each restricted stock unit represents a contingent right to receive one share of common stock.
F6: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.
F7: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.