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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2018
Mar 2, 2018
32814_dirs_2018-03-02_e78802b7-695e-489d-9b36-c9c7d83766f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2018-02-28
Reporting Person: Tessmer James F (VP, Finance & Accounting)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-28 | Common Stock | M | 1340 | — | Acquired | 21435 | Direct |
| 2018-02-28 | Common Stock | M | 2668 | — | Acquired | 24103 | Direct |
| 2018-02-28 | Common Stock | M | 2075 | — | Acquired | 26178 | Direct |
| 2018-02-28 | Common Stock | M | 1270 | — | Acquired | 27448 | Direct |
| 2018-02-28 | Common Stock | F | 1805 | $8.53 | Disposed | 25643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-28 | Restricted Stock Units | $ | M | 1340 | Disposed | Common Stock (1340) | Direct | |
| 2018-02-28 | Restricted Stock Units | $ | M | 2668 | Disposed | Common Stock (2668) | Direct | |
| 2018-02-28 | Restricted Stock Units | $ | M | 2075 | Disposed | Common Stock (2075) | Direct | |
| 2018-02-28 | Restricted Stock Units | $ | M | 1270 | Disposed | Common Stock (1270) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Withholding of a portion of vested shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.
F3: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F5: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F6: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.