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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2017
Mar 1, 2017
32814_dirs_2017-03-01_3018aff8-e801-43dc-b7dd-6443cea8e2a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2017-02-28
Reporting Person: Lapuerta Pablo (EVP and CMO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Stock | M | 2500 | — | Acquired | 18266 | Direct |
| 2017-02-28 | Common Stock | M | 2822 | — | Acquired | 21088 | Direct |
| 2017-02-28 | Common Stock | M | 4550 | — | Acquired | 25638 | Direct |
| 2017-02-28 | Common Stock | M | 4227 | — | Acquired | 29865 | Direct |
| 2017-02-28 | Common Stock | F | 5252 | $16.45 | Disposed | 24613 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 2500 | Disposed | Common Stock (2500) | Direct | |
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 2822 | Disposed | Common Stock (2822) | Direct | |
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 4550 | Disposed | Common Stock (4550) | Direct | |
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 4227 | Disposed | Common Stock (4227) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.
F3: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F5: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F6: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.