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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2017
Mar 1, 2017
32814_dirs_2017-03-01_7cf9199e-7108-4527-a72d-8bfc1168e95f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2017-02-28
Reporting Person: WADE JEFFREY L (EVP, Corp Adm Affairs and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Stock | M | 2429 | — | Acquired | 41822 | Direct |
| 2017-02-28 | Common Stock | M | 2928 | — | Acquired | 44750 | Direct |
| 2017-02-28 | Common Stock | M | 5807 | — | Acquired | 50557 | Direct |
| 2017-02-28 | Common Stock | M | 4495 | — | Acquired | 55052 | Direct |
| 2017-02-28 | Common Stock | F | 6455 | $16.45 | Disposed | 48597 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 2429 | Disposed | Common Stock (2429) | Direct | |
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 2928 | Disposed | Common Stock (2928) | Direct | |
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 5807 | Disposed | Common Stock (5807) | Direct | |
| 2017-02-28 | Restricted Stock Units (Phantom Stock) | $ | M | 4495 | Disposed | Common Stock (4495) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.
F3: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F5: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F6: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.