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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2016
Feb 16, 2016
32814_dirs_2016-02-16_4119bd9c-3487-4c9e-875f-af86bb46a8aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2016-02-11
Reporting Person: MAIN ALAN J (EVP, CMC and Supply Operations)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-11 | Stock Option (Right to Buy) | $8.20 | A | 65340 | Acquired | 2026-02-11 | Common Stock (65340) | Direct |
| 2016-02-11 | Restricted Stock Units (Phantom Stock) | $ | A | 16340 | Acquired | Common Stock (16340) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27147 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.67 | 2021-02-23 | Common Stock (37142) | 37142 | Direct |
| Stock Option (Right to Buy) | $12.60 | 2022-02-15 | Common Stock (39999) | 39999 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (2500) | 2500 | Direct | |
| Stock Option (Right to Buy) | $14.63 | 2023-02-08 | Common Stock (37713) | 37713 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (4714) | 4714 | Direct | |
| Stock Option (Right to Buy) | $12.04 | 2024-02-06 | Common Stock (42856) | 42856 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (8035) | 8035 | Direct | |
| Stock Option (Right to Buy) | $6.23 | 2025-02-05 | Common Stock (84342) | 84342 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (21085) | 21085 | Direct | |
| Stock Option (Right to Buy) | $27.58 | 2017-02-13 | Common Stock (14285) | 14285 | Direct |
| Stock Option (Right to Buy) | $14.49 | 2018-02-07 | Common Stock (28570) | 28570 | Direct |
| Stock Option (Right to Buy) | $10.15 | 2019-02-12 | Common Stock (46427) | 46427 | Direct |
| Stock Option (Right to Buy) | $13.30 | 2020-02-15 | Common Stock (46428) | 46428 | Direct |
Footnotes
F1: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock.
F3: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/23/2012) and vests 1/48th per month for each month of service thereafter.
F5: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2013) and vests 1/48th per month for each month of service thereafter.
F6: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F7: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2014) and vests 1/48th per month for each month of service thereafter
F8: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F9: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter.
F10: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F11: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter.
F12: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F13: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/13/2008) and vests 1/48th per month for each month of service thereafter.
F14: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2009) and vests 1/48th per month for each month of service thereafter.
F15: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/12/2010) and vests 1/48th per month for each month of service thereafter.
F16: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2011) and vests 1/48th per month for each month of service thereafter.