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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2016
Feb 16, 2016
32814_dirs_2016-02-16_03c5a415-8b5a-43ae-95cb-c638fe92283d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2016-02-11
Reporting Person: WADE JEFFREY L (EVP, Corp Adm Affairs and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-11 | Stock Option (Right to Buy) | $8.20 | A | 71940 | Acquired | 2026-02-11 | Common Stock (71940) | Direct |
| 2016-02-11 | Restricted Stock Units (Phantom Stock) | $ | A | 17980 | Acquired | Common Stock (17980) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29259 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.67 | 2021-02-23 | Common Stock (42857) | 42857 | Direct |
| Stock Option (Right to Buy) | $12.60 | 2022-02-15 | Common Stock (44571) | 44571 | Direct |
| Stock Option (Right to Buy) | $14.63 | 2023-02-08 | Common Stock (38856) | 38856 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (4857) | 4857 | Direct | |
| Stock Option (Right to Buy) | $12.04 | 2024-02-06 | Common Stock (46856) | 46856 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (8785) | 8785 | Direct | |
| Stock Option (Right to Buy) | $6.23 | 2025-02-05 | Common Stock (92914) | 92914 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (23228) | 23228 | Direct | |
| Stock Option (Right to Buy) | $27.58 | 2017-02-13 | Common Stock (17142) | 17142 | Direct |
| Stock Option (Right to Buy) | $14.49 | 2018-02-07 | Common Stock (28571) | 28571 | Direct |
| Stock Option (Right to Buy) | $10.15 | 2019-02-12 | Common Stock (53571) | 53571 | Direct |
| Stock Option (Right to Buy) | $10.64 | 2020-05-17 | Common Stock (14285) | 14285 | Direct |
| Stock Option (Right to Buy) | $13.30 | 2020-02-15 | Common Stock (53570) | 53570 | Direct |
Footnotes
F1: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock.
F3: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/23/2012) and vests 1/48th per month for each month of service thereafter.
F5: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2013) and vests 1/48th per month for each month of service thereafter.
F6: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2014) and vests 1/48th per month for each month of service thereafter
F7: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F8: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter.
F9: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F10: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter.
F11: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F12: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/13/2008) and vests 1/48th per month for each month of service thereafter.
F13: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2009) and vests 1/48th per month for each month of service thereafter.
F14: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/12/2010) and vests 1/48th per month for each month of service thereafter.
F15: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (5/17/2011) and vests 1/48th per month for each month of service thereafter.
F16: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2011) and vests 1/48th per month for each month of service thereafter.