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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2016
Feb 16, 2016
32814_dirs_2016-02-16_fe4cfae4-c736-4537-9369-a3097a2012a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2016-02-11
Reporting Person: Tessmer James F (VP, Finance & Accounting)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-11 | Stock Option (Right to Buy) | $8.20 | A | 19360 | Acquired | 2026-02-11 | Common Stock (19360) | Direct |
| 2016-02-11 | Restricted Stock Units (Phantom Stock) | $ | A | 8300 | Acquired | Common Stock (8300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11744 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.67 | 2021-02-23 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $12.60 | 2022-02-15 | Common Stock (8714) | 8714 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (964) | 964 | Direct | |
| Stock Option (Right to Buy) | $14.63 | 2023-02-08 | Common Stock (7999) | 7999 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (1714) | 1714 | Direct | |
| Stock Option (Right to Buy) | $12.04 | 2024-02-06 | Common Stock (12499) | 12499 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (4017) | 4017 | Direct | |
| Stock Option (Right to Buy) | $6.23 | 2025-02-05 | Common Stock (24899) | 24899 | Direct |
| Restricted Stock Units (Phantom Stock) | $ | Common Stock (10671) | 10671 | Direct | |
| Stock Option (Right to Buy) | $27.58 | 2017-02-13 | Common Stock (1428) | 1428 | Direct |
| Stock Option (Right to Buy) | $24.92 | 2017-10-23 | Common Stock (3571) | 3571 | Direct |
| Stock Option (Right to Buy) | $14.49 | 2018-02-07 | Common Stock (5714) | 5714 | Direct |
| Stock Option (Right to Buy) | $10.15 | 2019-02-12 | Common Stock (21428) | 21428 | Direct |
| Stock Option (Right to Buy) | $13.30 | 2020-02-15 | Common Stock (14284) | 14284 | Direct |
Footnotes
F1: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock.
F3: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/23/2012) and vests 1/48th per month for each month of service thereafter.
F5: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2013) and vests 1/48th per month for each month of service thereafter.
F6: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F7: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2014) and vests 1/48th per month for each month of service thereafter
F8: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F9: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter.
F10: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F11: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter.
F12: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F13: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/13/2008) and vests 1/48th per month for each month of service thereafter.
F14: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (10/23/2008) and vests 1/48th per month for each month of service thereafter.
F15: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2009) and vests 1/48th per month for each month of service thereafter.
F16: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/12/2010) and vests 1/48th per month for each month of service thereafter.
F17: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2011) and vests 1/48th per month for each month of service thereafter.