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LEXICON PHARMACEUTICALS, INC. — Director's Dealing 2015
Mar 3, 2015
32814_dirs_2015-03-03_11fa4af5-c30d-4e06-8316-addcf5596eec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEXICON PHARMACEUTICALS, INC. (LXRX)
CIK: 0001062822
Period of Report: 2015-03-02
Reporting Person: MAIN ALAN J (EVP, CMC and Supply Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-02 | Common Stock | M | 16250 | — | Acquired | 162600 | Direct |
| 2015-03-02 | Common Stock | M | 17500 | — | Acquired | 180100 | Direct |
| 2015-03-02 | Common Stock | M | 16500 | — | Acquired | 196600 | Direct |
| 2015-03-02 | Common Stock | M | 18750 | — | Acquired | 215350 | Direct |
| 2015-03-02 | Common Stock | F | 25318 | $.94 | Disposed | 190032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-02 | Restricted Stock Units (Phantom Stock) | $ | M | 16250 | Disposed | Common Stock (16250) | Direct | |
| 2015-03-02 | Restricted Stock Units (Phantom Stock) | $ | M | 17500 | Disposed | Common Stock (17500) | Direct | |
| 2015-03-02 | Restricted Stock Units (Phantom Stock) | $ | M | 16500 | Disposed | Common Stock (16500) | Direct | |
| 2015-03-02 | Restricted Stock Units (Phantom Stock) | $ | M | 18750 | Disposed | Common Stock (18750) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.
F3: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2012 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F4: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F5: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
F6: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.