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LEVI STRAUSS & CO — Director's Dealing 2024
Feb 20, 2024
30653_dirs_2024-02-20_31bdc879-5b07-4ca4-a66c-1a90a3e2dccf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2024-02-15
Reporting Person: Haas Margaret E. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-20 | Class A Common Stock | C | 9462 | — | Acquired | 9462 | Indirect |
| 2024-02-20 | Class A Common Stock | S | 9462 | $18.0104 | Disposed | 0 | Indirect |
| 2024-02-16 | Class A Common Stock | C | 467 | — | Acquired | 467 | Indirect |
| 2024-02-16 | Class A Common Stock | S | 467 | $18.0011 | Disposed | 0 | Indirect |
| 2024-02-15 | Class A Common Stock | C | 456 | — | Acquired | 456 | Indirect |
| 2024-02-15 | Class A Common Stock | S | 456 | $18.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-20 | Class B Common Stock | $ | C | 9462 | Disposed | Class A Common Stock (9462) | Indirect | |
| 2024-02-16 | Class B Common Stock | $ | C | 467 | Disposed | Class A Common Stock (467) | Indirect | |
| 2024-02-15 | Class B Common Stock | $ | C | 456 | Disposed | Class A Common Stock (456) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock () | 14227314 | Direct | |
| Class B Common Stock | $ | Class A Common Stock () | 20562596 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock () | 844680 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.
F4: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F5: The reported price is a weighed average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.12 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each seperate price within this range.
F6: The reported price is a weighed average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.005 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each seperate price within this range.
F7: The shares are held by trusts and a limited liability company, of which Ms. Haas is trustee, respectively, for the benefit of others. Ms. Haas disclaims beneficial ownership of these shares.
F8: The shares are held by the Lynx Foundation, of which Ms. Haas is board chair, for the benefit of charitable entities. Ms. Haas disclaims beneficial ownership of these shares.