AI assistant
LEVI STRAUSS & CO — Director's Dealing 2024
Mar 29, 2024
30653_dirs_2024-03-29_642fbe70-e87e-44a4-81a0-bbe479ba7fdc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2024-03-28
Reporting Person: Haas Bradley J. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-28 | Class A Common Stock | C | 23041 | — | Acquired | 23041 | Direct |
| 2024-03-28 | Class A Common Stock | S | 23041 | $20.0072 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-28 | Class B Common Stock | $ | C | 23041 | Disposed | Class A Common Stock (23041) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock () | 147606 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock () | 64919 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock () | 6832130 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20 to $20.02 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issue, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.
F5: Shares held in custodial accounts for the benefit of others. Mr. Haas is the custodian and has sole voting and investment power over the accounts. He disclaims benefical ownership of these shares.
F6: Shares held by Mr. Haas' spouse. He disclaims beneficial ownership of these shares.
F7: Shares held in trusts of which Mr. Haas is the trustee.