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LEVI STRAUSS & CO — Director's Dealing 2023
Jan 6, 2023
30653_dirs_2023-01-06_a706728e-9089-4c24-a1cf-1d3594efefd1.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2022-11-27
Reporting Person: Haas Bradley J. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-14 | Class B Common Stock | $ | G | 1268 | Acquired | Class A Common Stock (1268) | Direct | |
| 2021-12-14 | Class B Common Stock | $ | G | 2536 | Disposed | Class A Common Stock (2536) | Direct | |
| 2021-12-14 | Class B Common Stock | $ | G | 2536 | Acquired | Class A Common Stock (2536) | Indirect | |
| 2021-12-14 | Class B Common Stock | $ | G | 2536 | Acquired | Class A Common Stock (2536) | Indirect | |
| 2021-12-14 | Class B Common Stock | $ | G | 1268 | Acquired | Class A Common Stock (1268) | Indirect | |
| 2022-02-10 | Class B Common Stock | $ | G | 1349 | Acquired | Class A Common Stock (1349) | Direct | |
| 2022-02-10 | Class B Common Stock | $ | G | 2698 | Disposed | Class A Common Stock (2698) | Direct | |
| 2022-02-10 | Class B Common Stock | $ | G | 2698 | Acquired | Class A Common Stock (2698) | Indirect | |
| 2022-02-10 | Class B Common Stock | $ | G | 2698 | Acquired | Class A Common Stock (2698) | Indirect | |
| 2022-02-10 | Class B Common Stock | $ | G | 1349 | Acquired | Class A Common Stock (1349) | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: Mr. Haas gifted these shares from his revocable trust to custodial accounts of which Mr. Haas is the custodian.
F3: Shares held in custodial accounts for the benefit of others. Mr. Haas is the custodian and has sole voting and investment power over the accounts. He disclaims beneficial ownership of these shares.
F4: Shares held by Mr. Haas' spouse. He disclaims beneficial ownership of these shares.