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LEVI STRAUSS & CO — Director's Dealing 2023
Jan 9, 2023
30653_dirs_2023-01-09_b8d12fdf-385d-4499-92fc-ef474afd6477.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2022-11-27
Reporting Person: Haas Robert D. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Class B Common Stock | $0 | J | 369078 | Disposed | Class A Common Stock () | Indirect | |
| 2021-12-02 | Class B Common Stock | $0 | J | 369078 | Acquired | Class A Common Stock () | Direct | |
| 2021-12-02 | Class B Common Stock | $0 | J | 92490 | Disposed | Class A Common Stock () | Indirect | |
| 2021-12-02 | Class B Common Stock | $0 | J | 92490 | Acquired | Class A Common Stock () | Indirect | |
| 2021-12-02 | Class B Common Stock | $0 | J | 263940 | Disposed | Class A Common Stock () | Indirect | |
| 2021-12-02 | Class B Common Stock | $0 | J | 263940 | Acquired | Class A Common Stock () | Indirect | |
| 2021-12-02 | Class B Common Stock | $0 | J | 66147 | Disposed | Class A Common Stock () | Indirect | |
| 2021-12-02 | Class B Common Stock | $0 | J | 66147 | Acquired | Class A Common Stock () | Indirect | |
| 2021-12-14 | Class B Common Stock | $0 | G | 1268 | Disposed | Class A Common Stock () | Direct | |
| 2022-02-10 | Class B Common Stock | $0 | G | 1349 | Disposed | Class A Common Stock () | Direct | |
| 2022-03-30 | Class B Common Stock | $0 | J | 482070 | Disposed | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 482070 | Acquired | Class A Common Stock () | Direct | |
| 2022-03-30 | Class B Common Stock | $0 | J | 800000 | Disposed | Class A Common Stock () | Direct | |
| 2022-03-30 | Class B Common Stock | $0 | J | 800000 | Acquired | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 509516 | Disposed | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 509516 | Acquired | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 932598 | Disposed | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 932598 | Acquired | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 1196538 | Disposed | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 1196538 | Acquired | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 414312 | Disposed | Class A Common Stock () | Indirect | |
| 2022-03-30 | Class B Common Stock | $0 | J | 414312 | Acquired | Class A Common Stock () | Indirect | |
| 2022-06-02 | Class B Common Stock | $0 | J | 355433 | Disposed | Class A Common Stock () | Indirect | |
| 2022-06-02 | Class B Common Stock | $0 | J | 355433 | Acquired | Class A Common Stock () | Direct | |
| 2022-06-02 | Class B Common Stock | $0 | J | 355433 | Disposed | Class A Common Stock () | Direct | |
| 2022-06-02 | Class B Common Stock | $0 | J | 355433 | Acquired | Class A Common Stock () | Indirect | |
| 2022-06-02 | Class B Common Stock | $0 | J | 305901 | Disposed | Class A Common Stock () | Indirect | |
| 2022-06-02 | Class B Common Stock | $0 | J | 305901 | Acquired | Class A Common Stock () | Indirect | |
| 2022-06-02 | Class B Common Stock | $0 | J | 254180 | Disposed | Class A Common Stock () | Indirect | |
| 2022-06-02 | Class B Common Stock | $0 | J | 254180 | Acquired | Class A Common Stock () | Indirect |
Footnotes
F1: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.
F3: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.
F4: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.
F5: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.
F6: Mr. Haas disclaims beneficial ownership of these shares.
F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.