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LEVI STRAUSS & CO — Director's Dealing 2023
Jan 13, 2023
30653_dirs_2023-01-13_98646fae-987c-4335-80d5-0f5eb25adecf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-01-11
Reporting Person: Singh Harmit J (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-13 | Class A Common Stock | C | 106860 | $0.00 | Acquired | 581501 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-11 | Stock Appreciation Rights | $6.10 | M | 321390 | Disposed | 2023-02-09 | Class B Common Stock (321390) | Direct |
| 2023-01-11 | Class B Common Stock | $ | M | 321390 | Acquired | Class A Common Stock (321390) | Direct | |
| 2023-01-11 | Class B Common Stock | $ | D | 214530 | Disposed | Class A Common Stock (214530) | Direct | |
| 2023-01-13 | Class B Common Stock | $ | C | 106860 | Disposed | Class A Common Stock (106860) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: 100% of these stock appreciation rights are fully vested.
F4: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.
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