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LEVI STRAUSS & CO — Director's Dealing 2023
Jan 31, 2023
30653_dirs_2023-01-31_a8d63eb4-b538-42b3-9540-09b55c1c1af7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-01-27
Reporting Person: Singh Harmit J (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-27 | Class A Common Stock | A | 175660 | $0.00 | Acquired | 774759 | Direct |
| 2023-01-27 | Class A Common Stock | F | 9870 | $17.79 | Disposed | 764889 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-27 | Stock Appreciation Rights | $17.79 | A | 88276 | Acquired | 2033-01-26 | Class A Common Stock (88276) | Direct |
Footnotes
F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 140,528 of the RSUs vest on January 27, 2026. 35,132 of the RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.
F2: Shares withheld to cover tax obligation from settlement of vested RSUs.
F3: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.