AI assistant
LEVI STRAUSS & CO — Director's Dealing 2023
Mar 21, 2023
30653_dirs_2023-03-21_ff9f31a1-619c-4209-a9d5-2f6a9d57c253.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-03-20
Reporting Person: Bergh Charles V (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-20 | Class A Common Stock | C | 1477978 | $0.00 | Acquired | 1835314 | Direct |
| 2023-03-20 | Class A Common Stock | C | 15083 | $0.00 | Disposed | 1820231 | Direct |
| 2023-03-20 | Class A Common Stock | C | 15083 | $0.00 | Acquired | 1835314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-20 | Class B Common Stock | $ | C | 1477978 | Disposed | Class A Common Stock (1477978) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 631500 | Indirect |
| Class A Common Stock | 1588201 | Indirect |
| Class A Common Stock | 1057235 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock.
F2: Represents the conversion of Class B Common Stock issued upon the settlement of vested restricted stock units reported in Table I into Class A Common Stock.
F3: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F4: The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.
F5: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.