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LEVI STRAUSS & CO — Director's Dealing 2023
Apr 12, 2023
30653_dirs_2023-04-12_89eab10d-182d-4f18-a521-188cbfdfa676.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-04-10
Reporting Person: Haas Robert D. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-10 | Class B Common Stock | $0 | J | 604594 | Disposed | Class A Common Stock () | Indirect | |
| 2023-04-10 | Class B Common Stock | $0 | J | 604594 | Acquired | Class A Common Stock () | Direct | |
| 2023-04-10 | Class B Common Stock | $0 | G | 170116 | Disposed | Class A Common Stock () | Direct | |
| 2023-04-10 | Class B Common Stock | $0 | J | 1207678 | Disposed | Class A Common Stock () | Indirect | |
| 2023-04-10 | Class B Common Stock | $0 | J | 1207678 | Acquired | Class A Common Stock () | Indirect |
Footnotes
F1: On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2: On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Includes 24,543,020 shares held in trust for the benefit of others as to which the reporting person disclaims beneficial ownership.
F5: On the Transaction Date, the reporting person transferred shares to a trust for the benefit of another for which he serves as trustee.
F6: Includes 7,371,877 shares held in trust for the benefit of others.
F7: The reporting person disclaims beneficial ownership of these shares.