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LEVI STRAUSS & CO — Director's Dealing 2023
Apr 21, 2023
30653_dirs_2023-04-21_e59e4e25-1d79-4e0a-b72a-6a7beac56056.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25
Reporting Person: Alstead Troy (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-25 | Common Stock | J | 77410 | $0.00 | Disposed | 71380 | Direct |
| 2019-03-25 | Common Stock | J | 71380 | $0.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-25 | Class B Common Stock | $ | J | 77410 | Acquired | Class A Common Stock (77410) | Direct | |
| 2019-03-25 | Class B Common Stock | $ | J | 71380 | Acquired | Class A Common Stock (71380) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.
F3: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.