LEVI STRAUSS & CO — Director's Dealing 2023

Apr 21, 2023

SEC Form 4/A — Form 4/A

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25

Reporting Person: Friedman David A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-25	Common Stock	J	8580	$0.00	Disposed	0	Direct
2019-03-25	Common Stock	J	2377540	$0.00	Disposed	0	Indirect
2019-03-25	Common Stock	J	1464540	$0.00	Disposed	0	Indirect
2019-03-25	Class A Common Stock	C	150000	$0.00	Acquired	150000	Indirect
2019-03-25	Class A Common Stock	S	150000	$17.00	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-25	Class B Common Stock	$	J	8580	Acquired		Class A Common Stock (8580)	Direct
2019-03-25	Class B Common Stock	$	J	2377540	Acquired		Class A Common Stock (2377540)	Indirect
2019-03-25	Class B Common Stock	$	J	1464540	Acquired		Class A Common Stock (1464540)	Indirect
2019-03-25	Class B Common Stock	$	C	150000	Disposed		Class A Common Stock (150000)	Indirect

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F4: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

F5: The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares.

F6: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.