LEVI STRAUSS & CO — Director's Dealing 2023

Apr 21, 2023

SEC Form 4/A — Form 4/A

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25

Reporting Person: O'Neill Elizabeth T (EVP & Chief Operations Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-25	Common Stock	J	2760	$0.00	Disposed	52190	Direct
2019-03-25	Common Stock	J	52190	$0.00	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-25	Class B Common Stock	$	J	2760	Acquired		Class A Common Stock (2760)	Direct
2019-03-25	Class B Common Stock	$	J	52190	Acquired		Class A Common Stock (52190)	Direct
2019-03-25	Stock Appreciation Rights	$14.875	J	55900	Disposed	2029-01-29	Common Stock (55900)	Direct
2019-03-25	Stock Appreciation Rights	$14.875	J	55900	Acquired	2029-01-29	Class B Common Stock (55900)	Direct
2019-03-25	Stock Appreciation Rights	$9.60	J	66940	Disposed	2025-01-30	Common Stock (66940)	Direct
2019-03-25	Stock Appreciation Rights	$9.60	J	66940	Acquired	2025-01-30	Class B Common Stock (66940)	Direct
2019-03-25	Stock Appreciation Rights	$6.90	J	92990	Disposed	2024-02-01	Common Stock (92990)	Direct
2019-03-25	Stock Appreciation Rights	$6.90	J	92990	Acquired	2024-02-01	Class B Common Stock (92990)	Direct

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: This Form 4/A is being filed to correct the disclosure relating to RSUs set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.

F3: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Of these RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020.

F4: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F5: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F6: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F7: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.