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LEVI STRAUSS & CO — Director's Dealing 2023
Apr 21, 2023
30653_dirs_2023-04-21_19193a21-b95e-415c-86e2-1a4ee491a81e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-01-27
Reporting Person: Bergh Charles V (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-27 | Class B Common Stock | $ | A | 634215 | Acquired | Class A Common Stock (634215) | Direct | |
| 2020-01-27 | Class B Common Stock | $ | F | 314429 | Disposed | Class A Common Stock (314429) | Direct | |
| 2020-01-30 | Class B Common Stock | $ | F | 32973 | Disposed | Class A Common Stock (32973) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (1638590) | 1638590 | Indirect |
Footnotes
F1: Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 27, 2020.
F2: This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on February 3, 2020 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Includes 471,930 shares of Class B common stock subject to restricted stock units, (i) 225,010 of which were awarded in 2017 and vest on February 1, 2020, (ii) 125,500 of which were awarded in 2018, 37,940 of which vest on January 30, 2020, and the remainder of which vest in two equal annual installments beginning January 30, 2021 and (iii) 121,420 of which were awarded in 2019, which vest in four equal annual installments beginning on January 30, 2020.
F5: Shares withheld to cover tax obligation from settlement of vested PRSUs and restricted stock units.
F6: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.