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LEVI STRAUSS & CO Director's Dealing 2023

Apr 21, 2023

30653_dirs_2023-04-21_7d42ecda-1618-4e74-9a62-71e87675b62b.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-01-25

Reporting Person: Bergh Charles V (Director, President and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-25 Class B Common Stock $ A 338351 Acquired Class A Common Stock (338351) Direct
2021-01-25 Class B Common Stock $ F 160728 Disposed Class A Common Stock (160728) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (733065) 733065 Indirect

Footnotes

F1: Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 25, 2021.

F2: This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on January 27, 2021 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: Includes 174,564 shares of Class B common stock subject to restricted stock units, (i) 87,560 of which were awarded in 2018, which vest on two equal installments beginning on January 30, 2021 and (ii) 87,004 of which were awarded in 2019, of which 26,294 vest on January 30, 2021, and the remainder of which vest in two equal installments beginning January 30, 2022.

F5: Shares withheld to cover tax obligation from settlement of vested PRSUs and RSUs.

F6: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.