Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

LEVI STRAUSS & CO Director's Dealing 2023

May 22, 2023

30653_dirs_2023-05-22_e2c7ad40-e047-4791-9dc5-fa51632f77fa.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-05-18

Reporting Person: Friedman David A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-18 Class A Common Stock A 129 $0.00 Acquired 34969 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-18 Class B Common Stock $0.00 A 81 Acquired Class B Common Stock (81) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 214845 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class B Common Stock (1287540) 1287540 Indirect

Footnotes

F1: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 38 of the DERs, the DERs shall vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. With respect to 91 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant.

F2: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested.
The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.