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LEVI STRAUSS & CO — Director's Dealing 2023
Jun 1, 2023
30653_dirs_2023-06-01_e95dcf73-e76c-42f4-ba6d-b2dc8a57b0ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-05-31
Reporting Person: JAFFE SETH (EVP & Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-31 | Class A Common Stock | C | 2938 | $0.00 | Acquired | 176670 | Direct |
| 2023-05-31 | Class A Common Stock | S | 2938 | $13.45 | Disposed | 173732 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-31 | Stock Appreciation Rights | $6.90 | M | 12055 | Disposed | 2024-02-01 | Class B Common Stock (12055) | Direct |
| 2023-05-31 | Class B Common Stock | $ | M | 12055 | Acquired | Class A Common Stock (12055) | Direct | |
| 2023-05-31 | Class B Common Stock | $ | D | 9117 | Disposed | Class A Common Stock (9117) | Direct | |
| 2023-05-31 | Class B Common Stock | $ | C | 2938 | Disposed | Class A Common Stock (2938) | Direct |
Footnotes
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.
F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3: 100% of these stock appreciation rights are fully vested.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.