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LEVI STRAUSS & CO — Director's Dealing 2023
Jun 6, 2023
30653_dirs_2023-06-06_d004bf1a-7f6e-4776-acf1-66f9110c57ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-06-02
Reporting Person: Haas Robert D. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-02 | Class B Common Stock | $0 | J | 232230 | Disposed | Class A Common Stock () | Indirect | |
| 2023-06-02 | Class B Common Stock | $0 | J | 232230 | Acquired | Class A Common Stock () | Direct | |
| 2023-06-02 | Class B Common Stock | $0 | J | 166072 | Disposed | Class A Common Stock () | Indirect | |
| 2023-06-02 | Class B Common Stock | $0 | J | 166072 | Acquired | Class A Common Stock () | Indirect |
Footnotes
F1: On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2: On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Includes 24,543,020 shares held in trust for the benefit of others as to which the reporting person disclaims beneficial ownership.
F5: Includes 7,371,877 shares held in trust for the benefit of others.
F6: The reporting person disclaims beneficial ownership of these shares.