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LEVI STRAUSS & CO — Director's Dealing 2023
Jun 12, 2023
30653_dirs_2023-06-12_b5d916cc-f105-4112-b624-d84dfedd4f11.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-06-02
Reporting Person: LAYNEY TRACY (EVP and Chief HR Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 33548 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $13.00 | 2030-04-15 | Class A Common Stock (31512) | Direct | |
| Stock Appreciation Rights | $21.35 | 2031-01-26 | Class A Common Stock (18977) | Direct | |
| Stock Appreciation Rights | $21.00 | 2032-01-24 | Class A Common Stock (29446) | Direct | |
| Stock Appreciation Rights | $17.79 | 2033-01-26 | Class A Common Stock (38841) | Direct |
Footnotes
F1: Includes 31,661 shares that are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2: Original grant was for 42,016 shares, of which 10,504 shares have been exercised.
Vests in four equal installments of 25% on each of April 15, 2021, April 15, 2022, April 15, 2023, and April 15, 2024, subject to participant's continuous service through each such vesting date.
F3: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to participant's continuous service through each such vesting date.
F4: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to participant's continuous service through each such vesting date.
F5: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to participant's continuous service through each such vesting date.