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LEVI STRAUSS & CO — Director's Dealing 2023
Jul 18, 2023
30653_dirs_2023-07-18_b38066cd-2136-4626-9001-c0947586b34a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2023-05-11
Reporting Person: Haas Miriam L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-23 | Class A Common Stock | J | 200 | — | Acquired | 200 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-15 | Class B Common Stock | $ | G | 1697256 | Disposed | Class A Common Stock () | Indirect | |
| 2022-12-15 | Class B Common Stock | $ | G | 1697256 | Acquired | Class A Common Stock () | Indirect | |
| 2023-05-11 | Class B Common Stock | $ | J | 3000000 | Disposed | Class A Common Stock () | Direct | |
| 2023-05-11 | Class B Common Stock | $ | J | 3000000 | Acquired | Class A Common Stock () | Indirect |
Footnotes
F1: This late filing is due to an inadvertent administrative oversight.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Shares reflect distributions from a grantor retained annuity trust to trusts of which the reporting person is trustee and, in that capacity, possesses sole voting and dispositive power over these shares. However, the reporting person is not a beneficiary of the trust and disclaims pecuniary interest in these shares.
F4: Shares reflect an aggregate of 977,098 shares of Class B Common Stock that were transferred from November 28, 2022 through December 14, 2022 from a grantor retained annuity trust for the benefit of the reporting person in exempt transactions and continue to be reported on this Form 4 as being directly owned.
F5: Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.