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LEVI STRAUSS & CO — Director's Dealing 2023
Aug 11, 2023
30653_dirs_2023-08-11_977a384e-5893-423b-9c43-9155c744be8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-12-31
Reporting Person: Singh Harmit J (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class A Common Stock | C | 6050 | $0.00 | Acquired | 130859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class B Common Stock | $ | C | 6050 | Disposed | Class A Common Stock (6050) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: Includes 22,222 shares of Class A common stock subject to restricted stock units (RSUs), which were awarded in 2020, 5,556 of which vest on January 27, 2021,
5,555 vest on January 27, 2022, 5,556 vest on January 27, 2023 and 5,556 on January 27, 2024.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Includes 39,050 shares of Class B common stock subject to RSUs, (i) 18,880 of which were awarded in 2018, 9,440 of which vest on each of January 30, 2021 and January 30, 2022, and (ii) 20,170 of which were awarded in 2019, 6,730 of which vest on January 30, 2021, 6,720 vest on January 30, 2022 and 6,720 vest on January 30, 2023.